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PolicyPolicy

Chapter III (continued)

3. Breaking the Cycle of Drugs and Crime

Drug-dependent individuals are responsible for a disproportionate percentage of our nation's violent and income-generating crimes like robbery, burglary, or theft. According to ADAM data, between one-half and three-quarters of all arrestees tested in the thirty-five cities around the country had drugs in their system at the time of arrest. About half of those charged with violent or income-generating crimes test positive for more than one drug. In 1997, a third of state prisoners and about one in five federal inmates said they had committed the offenses that led to incarceration while under the influence of drugs. Nineteen percent of state inmates and 16 percent of federal inmates said they committed their current offense to obtain money for drugs (up from 17 percent and 10 percent, respectively, in 1991).38

The nation's incarcerated population is now more than 1.8 million. According to 1998 data (the latest data available), almost 60 percent of inmates in federal prison are sentenced for drug offenses, up from 52.3 percent in 1990.39 Time served for these offenses more than doubled between 1986 and 1997, rising from 20.4 months to 42.5 months. In the same period, overall time served nearly doubled, mostly due to increased penalties for drug, weapon, and immigration offenses. Increases for violent crime (9 percent) and property crime (1 percent) were modest by comparison. State prisons are also experiencing significant growth in the population of drug offenders: 21 percent of state prisoners in 1997 were incarcerated for drug law violations. Between 1990 and 1997, the number of drug offenders in state prison grew by 77,000.

amount of drugs consumed, the size of illegal drug markets, the number of dealers, and the incidence of drug-related crime and violence. The corrections and treatment professions must join in common purpose to break the tragic cycle of drugs and crime by reducing drug consumption and recidivism among individuals in the criminal justice system. We should accelerate the expansion of programs that offer alternatives to imprisonment for non-violent drug offenders. Treatment must be made more available for drug-dependent inmates and those on probation or parole. Finally, adequate transitional programs should support inmates following release. The end result will be fewer addicts and drug users, less demand for drugs, reduced drug trafficking, decreased drug-related crime and violence, safer and healthier communities, and fewer people behind bars. The criminal justice system has already made much progress in providing treatment for offenders in correctional settings and the community, but these programs can be expanded Many juvenile and adult offenders who abuse or are dependent on drugs and alcohol also have co-occurring mental disorders and primary health care needs. For example, approximately thirteen percent of the prison population has both a serious mental illness and a co-occurring substance abuse disorder, and many others have or are at risk for HIV/AIDS and other infectious diseases. To be maximally effective, treatment must address these co-occurring health conditions, must be appropriate to the age and gender of the offender, and must be appropriate to the offender's race and ethnic heritage. When appropriate, treatment should also involve the offender's family. The children of substance abusing offenders are at higher risk for substance abuse and criminal behavior themselves. Therefore, treatment which involves the offender's family can help to break the intergenerational cycle of substance abuse and crime.

Substance Abuse Treatment for Incarcerated Offenders

Both state and federal agencies have established substance-abuse treatment programs in correctional institutions. Incarcerating offenders without treating underlying substance abuse simply defers the time when addicts return to the streets and start harming themselves and the larger society. As a crime-control measure alone, drug treatment for criminally active addicts is strikingly cost-effective. It offers the potential of reducing crime by two-thirds at about half the cost of incarceration alone.

According to the Federal Bureau of Prisons (BOP), the number of federal inmates receiving residential substance-abuse treatment increased from 1,236 in 1991 to 10,816 in 1999.40 BOP provides drug treatment for inmates prior to release. The number of federal institutions offering residential treatment has grown from thirty-two to forty-four since 1994. In 1998 nearly 34,000 inmates participated in all types of BOP treatment services. A joint BOP/NIDA study of these programs resulted in an interim report addressing the first six months after release from custody. This period is significant because recidivism is generally highest within the first year after prison. The study found that the treated population was 73 percent less likely to be re-arrested and 44 percent less likely to use drugs than a comparison group that received no treatment.41

The Corrections Program Office of the U.S. Department of Justice funded 118 state projects for substance-abuse treatment through Residential Substance Abuse Treatment (RSAT) for State Prisoners grants. One example of these projects is Delaware's in-prison program, which has offered institutional and transitional drug treatment since the late 1980s. The population that participated in both institutional and transitional treatment programs was 69 percent arrest-free and 35 percent drug-free three years after release from custody, compared to 29 percent and 5 percent, respectively, for the non-treated group.42

The Drug-Free Prison Zone Demonstration Project

This initiative is being conducted jointly by ONDCP, the National Institute of Corrections, and BOP to reduce the availability of drugs in prisons. The program combines policy, testing, technology, treatment, and training — including a program of regular inmate drug testing, the use of advanced technologies (e.g., ion spectrometry) for detection of drugs entering facilities, and the training of correctional officers and other institutional staff.

Detection technology contributed to a recent evaluation of Pennsylvania's comprehensive drug interdiction program. The results showed that drug use went down 64 percent, drug finds decreased by 41 percent, assaults on staff were reduced by 57 percent, assaults on other inmates dropped 70 percent, and the number of weapons seized declined by 65 percent. Similarly, at the Federal Correctional Institution in Tucson and the Metropolitan Detention Center in Los Angeles, detection technology produced a reduction in the rate of serious drug-related inmate misconduct (introduction, use, or possession of drugs) by 86 percent and 58 percent, respectively.

Twenty-eight BOP facilities are gathering information on visitor screening, inmate drug-testing, and five types of inmate misconduct. Eight states (Alabama, Arizona, California, Florida, Kansas, Maryland, New Jersey, and New York) began participating in January 1999 and are employing a variety of education, training, interdiction, and treatment measures. The initiative is being independently evaluated, and interim findings from BOP are expected by mid-2000 and from the states by the end of 2000.

Operating Standards for Prison-Based Therapeutic Communities (TCs)

The field-testing of operating standards was conducted by Therapeutic Communities of America (TCA) with ONDCP support. The resulting document was made available in December 1999. This groundbreaking contribution brings a new level of discipline to practitioner discussions of drug treatment. A comprehensive set of operating standards for prison-based TCs — over 120 across eleven program domains — has now been validated in operational prison settings. In its present form, the standards provide a blueprint for state and local leaders, and they will eventually be put into a format appropriate for use by national accrediting organizations. In the interim, continuing leadership by TCA and other professional groups will be needed to provide guidance for the application of emerging standards and manuals.

Substance-Abuse Treatment Provided with Community Supervision

In 1996, states and localities spent over $27 billion in corrections, of which $21 billion was used for prison operations alone. The average annual cost per inmate was $20,142, ranging from a low of $8,000 to a high of $37,800. For the federal system, the annual cost per inmate was $23,500. By comparison, probation and parole costs in 1997 ranged from $1,110 per year for regular supervision to $3,470 for intensive supervision, and $3,630 for electronic supervision. Cost variation is explained primarily by caseload. The average caseload for regular probation was 175, and sixty-nine for regular parole. Average caseloads for intensive supervision probation and parole were thirty-four and twenty-nine, respectively; electronic supervision was twenty and eighteen.

Using the Federal Bureau of Prisons as a representative program, the annual cost of residential and transitional treatment and services was estimated at $3,000 per inmate. Generally accepted estimates of annual treatment costs per person in the community are: regular outpatient, $1,800; intensive outpatient, $2,500; short-term residential, $4,400; and long-term residential, $6,800. Combining the most expensive community supervision with the most expensive treatment yields an estimated average cost of $10,430 per person per year compared to $20,142 for incarceration alone, and $23,142 for incarceration combined with treatment and transitional services. Drug courts, TASC, BTC, and Zero-Tolerance have all helped make community supervision and treatment more effective.

Criminal Justice Treatment Networks

CSAT's Criminal/Juvenile Justice Treatment Networks (CJTN) project, a five-year systems integration initiative launched in FY95, continued its fifth year of federal funding in FY99. The networks have developed an integrated system of intake, supervision, and treatment across justice agencies for adult and juvenile offenders in eight metropolitan jurisdictions. In this past year, the networks expanded services and partnerships. In FY 1999, SAMHSA/CSAT published Strategies for Integrating Substance Abuse Treatment and Juvenile Justice Systems: A Practice Guide, which describes the range of substance-abuse treatment services provided in juvenile justice settings.

Drug Courts

Drug courts divert drug offenders out of jails or prisons and refer them to community treatment. Drug courts seek to reduce drug use and associated criminal behavior by retaining drug-involved offenders in treatment. Defendants who complete the program either have their charges dismissed (in a diversion or pre-sentence model) or probation sentences reduced (in a post-sentence model). Title V of the Violent Crime Control and Law Enforcement Act of 1994 (P.L. 103-322) authorizes the Attorney General to make grants to state and local governments to establish drug courts. In October 1999, 416 drug courts were operating nationwide, including eighty-one juvenile, eleven tribal, ten family, and seven combined drug courts. Two hundred and seventy-nine were in planning stages, up from a dozen in 1994.43

Drug courts have been an important step forward in diverting non-violent offenders with drug problems into treatment and other community resources, leaving the criminal justice system to address violent acts. One hundred and seventy-five thousand people have entered drug courts since their inception, and 122,000 graduated or remained active participants. A review of thirty evaluations involving twenty-four drug courts found that these facilities keep felony offenders in treatment or other structured services at roughly double the retention rate of community drug programs. Drug courts provide closer supervision than other treatment programs and substantially reduce drug use and criminal behavior among participants.44

CSAT, in collaboration with OJP's Drug Court Program Office, the National College of Juvenile and Family Court Judges, and the National Association of Drug Court Professionals is piloting three Family Drug Courts projects in which alcohol and other drug treatment, combined with intervention and support services for children and families, are integrated into the legal processing of the family's case. In some jurisdictions there is coordination between the criminal courts and the civil Family Drug Court. Family Drug Courts should be able to help states comply with the Adoption and Safe Families Adoption Act of 1997, P.L. 105-89. Family Drug Courts will substantially reduce the time taken for final disposition of abuse and neglect cases and will increase the percentage of family reunifications.

Treatment Accountability for Safer Communities (TASC)

Created in the early 1970s and originally named Treatment Alternatives to Street Crime, TASC has demonstrated that the coercive power of the criminal justice system can be used to get individuals into treatment and manage their behavior without undue risk to communities. Through TASC, some drug offenders are diverted out of the criminal justice system into community-based supervision. Others receive treatment as part of probation, and still others are placed in transitional services as they leave an institutional program. TASC monitors client progress and compliance — including expectations for abstinence, employment, and improved personal and social functioning — and reports results to the referring criminal-justice agency.45

Breaking the Cycle (BTC)

BTC encompasses the integrated application of testing, assessment, referral, supervision, treatment and rehabilitation, routine progress reports to maintain judicial oversight, graduated sanctions for noncompliance, relapse-prevention and skill-building, and structured transition back into the mainstream community. Since its inception in Birmingham, Alabama in June 1997, 8,385 assessments have been conducted with felony offenders to ascertain treatment needs; 2,395 offenders are currently active within the BTC Program. Over 72,000 drug tests were performed on offenders. Some 6,600 treatment referrals were made at the point of assessment. A bond was implemented requiring felony offenders to report to TASC within forty-eight hours for assessment and urinalysis. The period of time that elapsed between a BTC offender's entry into the system and his/her TASC assessment dropped from twenty-four days in December 1997 to four days in August 1999. Disposition alternatives, including deferred and expedited dockets, have been established. These sentencing options were designed to utilize BTC compliance information to qualify defendants for early dispositions. By diverting these cases prior to the grand jury, circuit court docket space is available for jail cases. This "rocket docket" allowed Birmingham to postpone construction of a new jail pending full review of needs.

According to results of the 1998 Arrestee Drug Abuse Monitoring Program, 67.1 percent of male offenders tested positive for drug use at the time of arrest. By contrast, only 23 percent of BTC offenders tested positive during routine random urinalysis after intervention occurred. Retention rates exceeded 70 percent, and the re-arrest rate remained in the single digits. A Policy and Advisory Oversight Committee composed of criminal justice representatives proactively identified systemic barriers and made substantial steps to develop solutions, including the development of a management information system to automate the assessment, offender tracking, and drug testing conducted by TASC.

Birmingham's success led to the expansion of the demonstration to three additional sites for adult offenders in Jacksonville, Florida and Tacoma, Washington and for juvenile offenders in Eugene, Oregon. These sites are now beginning implementation.

Zero Tolerance Drug Supervision Initiative

This Presidential initiative proposes comprehensive drug supervision to reduce drug use and recidivism among offenders. The federal government will help states and localities implement tough new systems to drug-test, treat, and sanction prisoners, parolees, and probationers. This initiative will ensure that states fully implement the comprehensive plans to drug-test prisoners and parolees as required by law. Results must be submitted to the Justice Department. This initiative also supports efforts by states like Maryland and Connecticut to begin drug-testing probationers on a regular basis.

Initiatives Currently Underway

Over the past two years, ONDCP has joined with DOJ and HHS to lay the foundation for systemic collaboration between justice and public health. Working together, these federal agencies have documented the state-of-the-science at the March 1998 consensus meeting of scholars, clinicians, and other practitioners and then proceeded on two fronts:

  • Applying the science: expanding breaking-the-cycle demonstrations to additional sites, demonstrating interdiction, intervention policies, and technology through the drug-free prison zone demonstration, and validating operating standards for prison-based TCs.

  • Crafting a policy — in concert with federal, state, and local agencies as well as national organizations — to contribute to public safety and health.

This science-based policy calls for the criminal and juvenile justice systems to operate together with other service systems as a series of intervention opportunities for disordered drug and alcohol offenders. Intervention must be systematically applied as early as possible:

  • To prevent entry into the criminal/juvenile justice system of individuals who can be safely diverted to community social-service systems;

  • To limit entry into the criminal/juvenile justice system of adult and juvenile nonviolent offenders through community justice interventions in concert with other social-service systems; and

  • To intervene with people who must be incarcerated or securely confined, through appropriate treatment and supervision, both during and after the period of confinement.

One example of a current initiative is the Department of Justice's Operation Drug TEST (Testing, Effective Sanctions, and Treatment). This program is a pilot project designed to identify drug abusing defendants as soon as they enter the federal criminal justice system and to provide appropriate supervision, sanctions, and treatment to help them become and remain drug-free. It was developed in response to a 1995 Presidential directive to the Attorney General, who worked to secure the strong support of the federal judiciary for this project. The Department of Justice and the Administrative Office of the United States Courts (AO) entered into a Memorandum of Understanding and began implementing the program in 25 federal judicial districts in fiscal year 1997. One of these districts opted out of the program, leaving 24 as the core initial group. Since 1997, $4.7 million annually has been allocated for this program.

Future Focus and Initiatives

In December 1999, a National Assembly of over eight-hundred state and local officials, national organizations, and federal leaders gathered in Washington, D.C. to address drugs, alcohol abuse, and the criminal offender. The assembly represented an unprecedented collection of health and justice professionals from all branches and levels of government. It focused on what needs to happen for different service systems to enhance public safety and health. The assembly worked toward consensus on policy to guide action. Finally, it established clear expectations within government: operating as teams, developing action plans to implement sound policy, providing access to best practices, and offering one-stop technical assistance and training. Work is underway to establish a schedule for follow-through with each state.

In developing future strategies for expanding substance-abuse treatment within the criminal justice system, participants in the National Assembly expressed concern over: 1) the needs of juveniles; 2) the importance of keeping treatment providers in contact with all other agencies — i.e. welfare, healthcare, and legal — involved in monitoring the offender; and 3) the way in which treatment effectively deals with dually-diagnosed offenders.

System Integration

Another challenge for the justice system is to reach beyond the immediate defendant and address family crises, domestic violence, juvenile delinquency, abuse and neglect, and a host of related problems. The justice system must incorporate means of intervening in a child's first problems with adults — often in his or her own home during the early years of life. Community involvement in legal issues, particularly when they intersect with families and children, is essential for breaking the cycle of substance abuse, crime, and violence. An example of this concept in action is New Jersey's Unified Family Courts, which encompass a network of six thousand volunteers who bring together diverse segments of the court and community to collaborate on effective approaches to families in crisis.