Title: Selection and Application Guide to Personal Body Armor Series: NIJ Guide Author: National Law Enforcement and Corrections Technology Center Published: National Institute of Justice, November 2001 Subject: Law enforcement: police equipment, law enforcement general 121 pages 257,000 bytes -------------------------------- Figures, charts, forms, and tables are not included in this ASCII plain-text file. To view this document in its entirety, download the Adobe Acrobat graphic file available from this Web site or order a print copy from NCJRS at 800-851-3420 (877-712-9279 for TTY users). -------------------------------- U.S. Department of Justice Office of Justice Programs National Institute of Justice Selection and Application Guide to Personal Body Armor NIJ Guide 100-01 (Update to NIJ Guide 100-98) -------------------------------- U.S. Department of Justice Office of Justice Programs 810 Seventh Street N.W. Washington, DC 20531 John Ashcroft Attorney General Deborah J. Daniels Assistant Attorney General Sarah V. Hart Director, National Institute of Justice Office of Justice Programs World Wide Web Site http://www.ojp.usdoj.gov National Institute of Justice World Wide Web Site http://www.ojp.usdoj.gov/nij -------------------------------- U.S. Department of Justice Office of Justice Programs National Institute of Justice Selection and Application Guide to Personal Body Armor NIJ Guide 100-01 (Replaces Selection and Application Guide to Police Body Armor, NIJ Guide 100-98) November 2001 Published by: The National Institute of Justice's National Law Enforcement and Corrections Technology Center Lance Miller, Testing Manager P.O. Box 1160, Rockville, MD 20849-1160 800-248-2742; 301-519-5060 NCJ 189633 -------------------------------- National Institute of Justice Sarah V. Hart Director Office of Science and Technology Wendy Howe Program Manager, Standards and Testing Points of view are those of the authors and do not necessarily represent the official position of the U.S. Department of Justice. This document is not intended to create, does not create, and may not be relied upon to create any rights, substantive or procedural, enforceable by any party in any matter civil or criminal. The National Law Enforcement and Corrections Technology Center is supported by Cooperative Agreement 96-MU-MU-K011 awarded by the U.S. Department of Justice, Office of Justice Programs, National Institute of Justice. The products, manufacturers, and organizations discussed in this publication are presented for informational purposes only and do not constitute product approval or endorsement by the National Institute of Justice, U.S. Department of Justice; National Institute of Standards and Technology, U.S. Department of Commerce; or Aspen Systems Corporation. The National Institute of Justice is a component of the Office of Justice Programs, which also includes the Bureau of Justice Assistance, the Bureau of Justice Statistics, the Office of Juvenile Justice and Delinquency Prevention, and the Office for Victims of Crime. -------------------------------- Foreword NIJ is pleased to release this updated edition of NIJ's guide to selecting body armor. The update incorporates several important changes: First, it includes information from the new Ballistic Resistance of Personal Body Armor, NIJ Standard-0101.04, which was the result of 3 years of study, research, and collaboration by the Office of Law Enforcement Standards (OLES) at the National Institute of Standards and Technology. It also contains information on NIJ's new Stab Resistance of Personal Body Armor, NIJ Standard-0115.00, which was developed by OLES in conjunction with the Police Scientific Development Branch of the United Kingdom and released in September 2000. Second, the title has changed from the Selection and Application Guide to Police Body Armor to the Selection and Application Guide to Personal Body Armor. The title change reflects recognition of the need for corrections officers to wear body armor just as law enforcement officers do. We at NIJ, the National Law Enforcement and Corrections Technology Center (NLECTC) system, and OLES are excited about the forward progress and momentum that these new standards will produce in body armor technology. We hope criminal justice agencies will use this guide as they select protective armor that is suited to their individual needs. Your comments on the usefulness of this document or suggestions for future editions are welcome. Please send them to NLECTC, c/o Selection and Application Guide to Personal Body Armor, P.O. Box 1160, Rockville, MD 20849- 1160; fax to 301-519-5149; or e-mail to asknlectc@nlectc.org. Sarah V. Hart Director National Institute of Justice -------------------------------- Table of Contents Foreword 1. Overview of the Guide 2. A History of Body Armor -- The History of NIJ's Body Armor Testing Program -- The Use of Body Armor Today 3. Why Wear Body Armor? -- The Cost -- The Ballistic Threat -- The Stab Threat -- Not Just Bullets and Knives -- 2,500 Reasons 4. Body Armor Construction -- How Does Ballistic-Resistant Body Armor Work? -- How Does Stab-Resistant Body Armor Work? -- Construction Methods -- Model and Style Designation -- ISO 9000 -- Materials Used 5. The NIJ Standards -- Developing the NIJ Standard for Ballistic Resistance of Personal Body Armor -- The Current Standard, NIJ Standard-0101.04 -- Introducing Stab-Resistance of Personal Body Armor, NIJ Standard- 0115.00 -- Cooperative Efforts Between NLECTC and Industry -- The Standards Review Process 6. Ballistic-Resistant Personal Body Armor -- Selecting the Appropriate Level of Protection -- The "Takeaway" Problem -- The Corrections Threat -- Armor Classifications for Ballistic-Resistant Armor -- Requirements -- Performance Testing -- V50 Testing -- Ballistic Limit Testing -- Acceptance and In-Service Testing 7. Stab-Resistant Personal Body Armor -- Armor Classifications for Stab-Resistant Armor -- Developing the Testing Procedure -- Overtest 8. Armor Selection -- Armor Styles -- Comfort and Fit -- Coverage 9. Purchasing Body Armor -- Overview -- The Procurement Process -- Ensuring Compliance Status -- Model Procurement Specifications -- Protection/Testing Considerations 10. Maintaining Body Armor -- Body Armor Life Expectancy -- Testing Used Ballistic-Resistant Body Armor by Departments 11. Administrative Considerations -- Training and Education -- Issuing Body Armor -- Donating Serviceable Used Armor -- Disposing of Body Armor -- Liability -- When an Officer Is Shot Epilogue Endnotes Bibliography Appendix A. Resource List Appendix B. 25 Questions and Answers About Personal Body Armor Appendix C. The Effect of Body Armor on the Risk of Fatality in Felonious Assaults on Police Officers Appendix D. Model Procurement Specifications Appendix E. Body Armor Inspection Sheet Appendix F. Law Enforcement and Corrections Technology Advisory Council Appendix G. National Armor Advisory Board Member List Appendix H. About the National Institute of Justice Appendix I. About the Law Enforcement and Corrections Standards and Testing Program Appendix J. About the National Law Enforcement and Corrections Technology Center System Appendix K. About the Office of Law Enforcement Standards -------------------------------- 1. Overview of the Guide Lightweight body armor has been widely available for use by law enforcement personnel for more than 25 years. The dramatic reduction in officer homicides following the introduction of body armor, as shown in exhibit 1, attests to the protection it provides. This success story extends far beyond protection from handguns--an estimated 2,500[1] lives have been spared, including cases in which body armor prevented serious injuries to officers from other types of assaults or accidents. The National Institute of Justice[2] (NIJ) has developed standards for body armor performance through its Office of Law Enforcement Standards (OLES). The standard for ballistic resistance of body armor was developed 28 years ago and has gone through four revisions. In September 2000, NIJ introduced its standard for stab and puncture resistance of body armor. Body armor is tested as a part of the National Law Enforcement and Corrections Technology Center (NLECTC) voluntary equipment testing program to determine compliance with the NIJ standards, and NLECTC disseminates those test results and other pertinent information to the law enforcement and corrections communities. A consumer product list of armor models that comply with the requirements of the standards is available from NLECTC through its Web site, JUSTNET, at http://www.justnet.org.[3] While body armor is a household word in the criminal justice community, questions about its selection and use are frequently asked. This guide responds to commonly expressed concerns. It provides information to help determine what level of protection is consistent with the threats to which individual officers are exposed. It also discusses armor selection from the variety of styles available, together with the proper care of armor in service. The NIJ standards are discussed in detail, as well as the use of the standards in armor procurement. In addition, the guide discusses administrative concerns, including the issue of replacing inservice armor, and describes other sources of information. NIJ asks all departments to exercise prudent judgment in selecting armor appropriate to their needs. In so doing, NIJ urges proper attention to those factors that affect the wearability of armor in order to encourage routine, full-time use by all on-duty officers. The temptation to order armor that provides more protection than realistically needed should be resisted, because doing so may increase the likelihood that the armor will not be worn routinely. This guide opens with a history of the development of body armor and background on the lives it has saved. The heart of the guide--how to proceed to select and purchase body armor--begins with chapter 6 and includes chapters explaining how to assess the level of protection needed, things to think about when selecting armor, and ways to keep it in proper working order. An extensive collection of appendixes is available for reference. -------------------------------- 2. A History of Body Armor Humans throughout recorded history have used various types of materials to protect themselves from injury in combat and other dangerous situations. At first, protective clothing and shields were made from animal skins. As civilizations became more advanced, wooden shields and then metal shields came into use. Eventually, metal also was used as "clothing," what we now refer to as the suit of armor associated with the knights of the Middle Ages. However, with the advent of firearms (c.1500), most of the traditional protective devices were no longer effective. In fact, the only real protection available against firearms were manmade barriers, such as stone or masonry walls; manmade fortifications such as trenches and ditches; or natural barriers, such as rocks and trees. One of the first recorded instances of soft armor use was by the medieval Japanese, who used armor manufactured from silk. Although the first U.S. law enforcement officer to lose his life in the line of duty, New York City Deputy Sheriff Isaac Smith, was shot and killed in 1792,[4] it was not until the late 19th century that the first use of soft armor in the United States was recorded. At that time, the military explored the possibility of using soft armor manufactured from silk. The project even attracted congressional attention after the assassination of President William McKinley in 1901. But while the garments were shown to be effective against low-velocity bullets (traveling at 400 feet per second (ft/s) or less), they did not offer protection against the new generation of handgun ammunition being introduced at that time that traveled at velocities of more than 600 feet per second. This, along with the prohibitive cost of manufacturing the garment ($80 each, which is equal to approximately $1,500 in today's dollars) made the concept unacceptable. Armor of this type was said to have been worn by Archduke Francis Ferdinand of Austria when he was killed by a shot to the head, thereby precipitating World War I.[5] The U.S. Patent and Trademark Office lists records dating back to 1919 for various designs of bullet-resistant garments. One of the first documented instances where such a vest was demonstrated for use by law enforcement officers is detailed in the April 2, 1931, edition of the Washington, D.C., Evening Star, which reported on a vest demonstration for members of the Metropolitan Police Department. However, none of these designs proved entirely effective or feasible for law enforcement or corrections use. The next generation of ballistic vests was introduced during World War II. The "flak jacket," constructed of ballistic nylon, provided protection primarily from munitions fragments and was ineffective against most pistol and rifle threats. These vests also were very cumbersome and bulky and were restricted primarily to military use. It would not be until the late 1960s that new fibers would be discovered that would make today's generation of concealable body armor possible. The History of NIJ's Body Armor Testing Program During the 1960s this country witnessed a dramatic rise in officer fatalities. From 1966 to 1971, the number of law enforcement officers killed each year in the line of duty more than doubled, from 57 to 129 (see exhibit 1, page 1). Concerned by this rapid increase in officer fatalities and recognizing that a majority of the homicides were inflicted with handguns, the National Institute of Law Enforcement and Criminal Justice (NILECJ)- -predecessor of the National Institute of Justice (NIJ)--initiated a research program to investigate the development of a lightweight body armor that on-duty police could wear full time. The investigation readily identified new materials that could be woven into a lightweight fabric with excellent ballistic-resistant properties. Following initial laboratory research, the agency concluded that the objective of producing body armor suitable for full-time police use was achievable. In a parallel effort, the National Bureau of Standards' (now known as the National Institute of Standards and Technology) Law Enforcement Standards Laboratory (now known as the Office of Law Enforcement Standards (OLES)) developed a performance standard[6] that defined ballistic-resistant requirements for police body armor. The National Bureau of Standards was a part of the NIJ Technology Assessment Program, which today is known as the National Law Enforcement and Corrections Technology Center (NLECTC). Of all the equipment developed and evaluated in the 1970s by NIJ, one of its most significant achievements was the development of body armor that employed DuPont's Kevlar[registered trademark] ballistic fabric, which was originally developed to replace steel belting in vehicle tires. Lester Shubin, who served as NIJ Technology Assessment Program Manager from 1971 to 1991, suspected the new substance might have potential to greatly improve personal armor. He and Nicholas Montanarelli, then an Army Land Warfare technology specialist, took a piece of Kevlar[registered trademark] to a gun range, folded it over a couple of times, and shot at it. The bullets did not go through. During the following 5 years, from 1971 to 1976, more than $3 million of NIJ funds were devoted to the development of body armor. The research and development program was a team effort involving several of the most innovative and technologically advanced private and government organizations in the country. Contractors from the private sector were The Aerospace Corporation and MITRE Corporation. The U.S. Army's contribution included the efforts of Edgewood Arsenal, Aberdeen Proving Grounds, and Natick Laboratories. The Lawrence Livermore Laboratory and the National Bureau of Standards were also involved in the program, as were the Federal Bureau of Investigation (FBI) and the U.S. Secret Service. The development of body armor by NIJ was a four-phase effort that took place over several years. The first phase involved testing Kevlar[registered trademark] fabric to determine whether it could stop a lead bullet. The second phase involved determining the number of layers of material necessary to prevent penetration by bullets of varying speeds and calibers and developing a prototype vest that would protect officers against the most common threats--the .38 Special and the .22 Long Rifle bullets. Bullets from 9mm, .45, and .32 caliber weapons also were investigated. By 1973, researchers at the Army's Edgewood Arsenal responsible for vest design had developed a garment made of seven layers of Kevlar[registered trademark] fabric for use in field trials. During this preliminary testing, environmental trials determined that the penetration resistance of Kevlar[registered trademark] was degraded when wet. The bullet-resistant properties of the fabric also diminished upon exposure to ultraviolet light, including sunlight. Drycleaning agents and bleach also had a negative effect on the antiballistic properties of the fabric, as did repeated washing. To protect against these problems, the vest was designed with waterproofing, as well as with fabric coverings to prevent exposure to sunlight and other degrading agents. The third phase of the initiative involved extensive medical testing to determine the performance level of body armor that would be necessary to save police officers' lives. It was clear to researchers that even when a bullet was stopped by the flexible fabric, the impact and resulting trauma from the bullet would leave a severe bruise at a minimum and, at worst, could kill by damaging critical organs. Subsequently, Army scientists designed tests to determine the effects of blunt trauma--the injuries suffered from forces created by the bullet impacting the armor. A byproduct of the research on blunt trauma was the improvement of tests that measure blood gases, which indicate the extent of injuries to the lungs. The final phase involved monitoring the armor's wearability and effectiveness. An initial test in three cities determined that the vest was wearable, it did not cause undue stress or pressure on the torso, and it did not prevent the normal body movement necessary for police work. In 1975, an extensive field test of the new Kevlar[registered trademark] body armor was conducted, with 15 urban police departments cooperating. Each department served a population larger than 250,000, and each had experienced officer assault rates higher than the national average. The tests involved 5,000 garments, including 800 purchased from commercial sources. Among the factors evaluated were comfort when worn for a full working day, its adaptability in extreme temperatures, and its durability through long periods of use. Equally important in this test was the psychological effect of the garments on the officers--whether wearing them would enable them to be more confident or relaxed in their encounters with the public or inspire them to take more chances with their lives or the lives of others. The tests showed that the armor could be worn without restricting officers' ability to do their jobs and, more importantly, that the vests worked. The first instance of a vest saving a participating officer's life occurred less than 6 months after it was issued to him. During the 1-year demonstration period, 18 shooting incidents occurred in which body armor successfully protected the officers. The demonstration project armor issued by NIJ was designed to ensure a 95-percent probability of survival after being hit with a .38 caliber bullet at a velocity of 800 ft/s. Furthermore, the probability of requiring surgery if hit by a projectile was to be 10 percent or less. The Use of Body Armor Today A final report released in 1976 concluded that the new ballistic material was effective in providing a bullet-resistant garment that was light and wearable for full-time use. Private industry was quick to recognize the potential market for the new generation of body armor, and body armor became commercially available in quantity even before the NIJ demonstration program. For the past 25 years, the routine use of body armor by law enforcement officers occurred primarily in the United States because assault by firearms on law enforcement officers in other countries was not as common. However, with the proliferation of international terrorism and related firearms attacks against officers, the use of body armor in other countries is becoming increasingly commonplace. NLECTC has seen a dramatic increase in the number of submissions of new body armor models from manufacturers around the world. The NIJ standard for ballistic-resistant body armor has gained worldwide acceptance as a benchmark to judge the effectiveness of a given body armor model. In response, NIJ is reaching out to the international community in a cooperative effort for the development of future revisions of the standard. While the most common type of threat faced by a police officers is from a gun, the most common threat a correctional officer is likely to face is from a knife or ice pick. In response to the needs of the corrections community, NIJ has developed a performance standard for stab- and puncture-resistant body armor, through a collaboration of OLES, the U.S. Secret Service, and the Police Scientific Development Branch (PSDB) in the United Kingdom (UK). In September 2000, NIJ introduced a performance standard for stab- and puncture-resistant body armor, Stab Resistance of Personal Body Armor, NIJ Standard-0115.00. Today, more than 80 manufacturers produce body armor and participate in NIJ's voluntary compliance testing program. Other types of bullet-resistant armor, which were much heavier and bulkier than vests made with the new technology, have virtually disappeared from the market. Estimates indicate that the body armor industry conducts $200 million in business in the United States annually, the majority of which is for use related to law enforcement and the military.[7] NIJ's body armor program was instrumental in developing a garment that is not only wearable, but that has contributed significantly to the safety of our Nation's law enforcement officers. Every facet of the development phase was aimed at protecting the life of the law officer on the street. This remains the program's purpose today. -------------------------------- 3. Why Wear Body Armor? The Cost Since the death of New York City Deputy Sheriff Isaac Smith in 1792, more than 15,000 officers have fallen in the line of duty--many of these men and women killed by firearms.[8] The use of weapons of all types, particularly handguns, by those with criminal intent, poses a constant threat to police officers, whether they are responding to a domestic quarrel or to an armed robbery. All too frequently, a domestic disturbance erupts into violence when family members redirect their anger toward the officer attempting to effect a peaceful resolution. Similarly, a routine traffic stop can result in an unexpected armed confrontation. At times like these, an officer needs the protection provided by body armor. Logic dictates the routine use of body armor. Still there are those who do not wear it regularly, often in spite of departmental regulations to do so. Those who do not wear armor usually claim that the bulk and weight of armor make it uncomfortable. But case studies and statistics support the importance of the routine use of body armor. As part of the Uniform Crime Reports, the Federal Bureau of Investigation (FBI) publishes its annual report Law Enforcement Officers Killed and Assaulted (LEOKA), which contains detailed analysis of the situations and circumstances surrounding assaults on law enforcement officers--a "must read" for all law enforcement personnel. The 1994 edition of the LEOKA report contains a summary of an FBI study that demonstrates that the risk of sustaining a fatal injury for officers who do not routinely wear body armor is 14 times greater than for officers who do. (A copy of the report summary is included in appendix C of this guide.) The National Institute of Justice (NIJ) believes that it is in the best interest of all police departments to promote the full-time use of body armor. Aside from armor sparing officers and their families pain and suffering, the economic impact on a department when an officer is killed in the line of duty is staggering. The following statistics illustrate the importance of wearing body armor to the entire law enforcement community and beyond. Since 1973 and as of January 1, 2001, a total of 2,500 "saves" have been attributed to the use of body armor. Fifty-eight percent of these saves were connected with felonious assaults and 42 percent with accidents, such as car crashes. Forty percent of the felonious assaults involved firearms, 12 percent represented cutting or slashing assaults, and 6 percent involved other types of assaults. According to the International Association of Chiefs of Police (IACP)/DuPont Kevlar Survivors' Club[registered trademark], the estimated cost of an officer's death is $1.3 million. This figure is based on funeral expenses, death and pension benefits, and the cost to a department to hire and train a replacement officer. In 1976, the Public Safety Officers' Benefits (PSOB) Act (42 U.S.C. 3796, et. seq.) was enacted into law by Congress to assist the families of State and local law enforcement officers and firefighters killed or permanently disabled in the line of duty. The families of these officers slain on or after September 29, 1976, were eligible to receive a $50,000 death benefit payment. In 1984, families of Federal law enforcement officers and firefighters killed or disabled in the line of duty were also made eligible. The benefit was increased to $100,000 in 1988, with a provision that this amount would be adjusted each October 1 to reflect the percentage of increase in the Consumer Price Index. For fiscal year (FY) 1999, the amount was $143,943. Since 1977, the Bureau of Justice Assistance (BJA), which administers this program, has received an average of 275 claims each year. In FY99, the PSOB program paid out a total of $29,837,908 in death and disability benefits to qualifying survivors under this program, and in FY00, a total of $28,292,684 in death and disability benefits.[9] In addition to the Federal PSOB program, many States also have benefits available to the survivors; however, each State varies as to the benefits they provide. Among the various benefits available are a one-time death benefit, a pension payment, waiver of property taxes, tuition-free education, and continuation of health care coverage for surviving children and/or spouses. Concerns of Police Survivors (COPS), an organization dedicated to assisting and providing resources to the families of slain officers, has compiled information on benefits available to law enforcement survivors in all 50 States, the District of Columbia, and Puerto Rico. Information is updated on an ongoing basis. This information includes benefits sources and contact information. Information on how to contact COPS is included in the resource list (appendix A) at the end of this publication. The Ballistic Threat The current generation of body armor was developed specifically to protect against injury from assault with handguns. A review of the statistics concerning weapons confiscated nationwide during the period from 1964 to 1974 identified the .38 caliber handgun, firing bullets at a velocity of 800 ft/s, as the most common weapon threat to officers. In fact, .38 caliber and smaller handguns accounted for more than 85 percent of the confiscated weapons. Since the introduction of body armor in the mid-1970s, a review of the Law Enforcement Officers Killed and Assaulted report continues to support the fact that the most common threat faced by law enforcement officers is handgun assaults. However, trends indicate that the 9mm semiautomatic pistol has surpassed the .38 caliber handgun as the most common threat (see exhibit 2). When an individual is hit by a bullet, the extent of the injury sustained depends on where the bullet strikes the body and the path or trajectory of the bullet into or through the body. Injury to the vital organs is most often fatal. Thus, the armor's primary and most obvious purpose is to prevent a bullet from penetrating the torso. In the case of hard armor, such as metal, rigid reinforced plastic, or ceramic materials, it is possible to use armor of such a thickness that it does not appreciably deform from the bullet impact. If, however, the armor that covers the torso deforms from the bullet impact, the surface of the armor against the body at the point of impact will be forced against or into the skin. Unlike a penetrating wound, in which the skin is broken and the bullet tears through the body, the deformation of armor from bullet impact results in blunt trauma. This type of nonpenetrating injury can cause severe contusions (bruises) or internal damage and can even result in death. As a result, this NIJ standard also evaluates the capabilities of the armor to prevent injury from blunt trauma. Simply speaking, the design of ballistic-resistant armor requires identifying the threat, selecting a material or combination of materials that will resist that threat, and determining the number of layers of material necessary to prevent both penetration and blunt trauma injury. The armor's final weight is an important design factor in the selection of the ballistic-resistant material or materials to be used. The goal is to design the lightest possible unit that achieves the desired protection while still providing comfort and not restricting movement. The degree of threat to armor from handguns depends on many factors: caliber, bullet configuration and composition (e.g., lead roundnose, jacketed hollow-point, full metal jacketed, armor piercing), weight, and impact velocity. Thus, armor that defeats a specific projectile at one impact velocity may not defeat the same caliber projectile at a higher velocity or of a different composition or configuration. On the whole, a continuous range of threat levels undoubtedly exists for the different weapon and ammunition combinations available. As with clothing, which allows selection from a limited range of garment type and weight depending on climate and season, it has proven satisfactory to establish six armor types (protection level classifications) that enable the selection of armor to protect against most common threats, including sporting and armor-piercing rifle bullets. All departments should periodically review the information used to select the level of protection (armor type classification) when the armor was purchased. Evaluate changes in service weapons or ammunition with respect to the type of armor used by officers. Equally important are changes in the weapons or ammunition of the local criminal population. If changes have occurred and increased the threat to officers, the department should consider upgrading its armor. It should be noted that concealable ballistic-resistant body armor is potentially vulnerable to knife attack; hence, all officers should exercise due caution when confronted with these situations. However, numerous incidents have been documented in which body armor lessened injury. Several manufacturers currently market vests claiming to offer protection against knife attacks, although most of these vests carry warnings indicating that they do not provide protection against all sharp-edged and pointed threats, just as a ballistic-resistant vest cannot be totally bulletproof. The details of armor classification and selection are discussed in chapters 6, 7, and 8. For the moment, it is sufficient to recognize the importance of being realistic in assessing the threat to officers. The weight and bulk of body armor can increase significantly as greater threat protection is demanded; both of these factors can discourage full-time use of body armor. The Stab Threat The most common threat a correctional officer is likely to face is from a knife or ice pick. In response to the needs of the corrections community, NIJ has developed a performance standard for stab- and puncture-resistant body armor, through a collaboration of the Office of Law Enforcement Standards (OLES), the U.S. Secret Service, and the Police Scientific Development Branch (PSDB) in the United Kingdom (UK). Stab Resistance of Personal Body Armor, NIJ Standard-0115.00, was released in September 2000. NIJ Standard-0115.00 places stab-resistant body armor into two categories, based on the kind of threat it is designed to stop. One category of protection, designated the "edged blade" class, stops engineered or high-quality blades, such as kitchen knives or those purchased at sporting goods stores, and represents the threat more commonly found on the street. The second category, the "spike" class, stops the types of improvised weapons commonly found in correctional facilities, typically of lower quality materials that may have been sharpened on concrete or other rough surfaces. Not Just Bullets and Knives The original NIJ body armor effort focused solely on the urgent need to protect law enforcement personnel from handgun assault. As with most new technology, body armor has proven useful in ways not thought of when first put into service. The same properties that provide ballistic protection--resistance to penetration and blunt trauma--when combined with abrasion resistance have also saved many officers from serious physical injury in vehicular accidents. In one incident, during the course of a routine patrol, an officer was negotiating a sweeping right-hand curve at a high rate of speed when his car ran off the edge of the pavement. As he brought it back onto the pavement, he lost control. After fishtailing several times, the car became airborne and crashed head on into a rocky hillside. The officer suffered a fractured sternum, sprained right thumb, possible concussion, and pain in the neck area. There is every reason to believe that the body armor the officer was wearing saved the officer's life. Although the development of air bags and other safety-related technologies in vehicles has lessened the severity of injuries, medical experts have concluded that body armor mitigates injury in head-on collisions when the driver is thrown against the steering wheel, particularly when the seat belt is fastened. Officers assigned to motorcycle duty are especially vulnerable to injury in vehicular accidents. A member of the California Highway Patrol was traveling at approximately 45 mph when he heard the sound of a vehicle approaching rapidly from the rear. He was attempting to move to the right when he was struck by the vehicle in the left rear. The motorcycle spun counterclockwise. He was thrown from the motorcycle, landing on his back and sliding on the pavement for approximately 100 feet before coming to a rest. He sustained only minor injuries to his right elbow and right leg. This convincing example demonstrates the nonballistic protection that body armor can offer. In addition, body armor also has protected numerous officers from injury from physical assault with 2 by 4's, baseball bats, and other rigid objects. 2,500 Reasons The first recorded incident of a U.S. law enforcement officer's life being saved as a result of wearing a concealable ballistic vest occurred May 17, 1973, in Detroit, Michigan. Police Officer Ron Jagielski, along with several other officers, was working on a plainclothes assignment involving narcotics trafficking. Ready to enter the residence under surveillance and make the bust, Jagielski was hit in the chest when a bullet pierced the building's front door. A .38 caliber special bullet was later found embedded in his ballistic vest, just below the area of his heart. Had it not been for the protection afforded by the body armor, Jagielski would surely have suffered a fatal injury. Nearly a quarter-century later, on January 3, 1997, Deputy Henry Huff became the 2,000th law enforcement official to be placed on the IACP/DuPont list of those saved by concealable body armor. A member of the Walton County, Georgia, Sheriff's Office, Huff was shot at point blank range during a traffic stop by a 16-year-old male armed with a 9mm weapon. The surveillance camera in Huff's squad car caught the entire incident on videotape. Despite being shot twice in the chest, Huff was spared from serious injury. The IACP/DuPont Kevlar Survivors' Club[registered trademark] commemorated the 2,500th body armor save in November 2000 by recognizing five officers selected from five different branches of law enforcement. One of the saves was Officer Jeffrey Seaman of the Philadelphia (Pennsylvania) Police Department, who found himself the subject of cartoonist Rob Armstrong's syndicated strip, "Jump Start." For 2 weeks, the strip featured Officer Seaman's story, depicting the actual shooting event, the reactions of his department and family, including his mother, a corporal in the same department, who had always encouraged her son to wear his body armor. The strip concluded during National Police Week in Washington, D.C., with Officer Seaman visiting the wall at the National Law Enforcement Officers' Memorial, and, in the final strip, being inducted in the Survivors' Club. In 1987, a study by DuPont found that while most police officers recognized the dangers of their jobs and 65 percent of those surveyed owned body armor, only 15 to 20 percent actually used it. The reasons given for not wearing body armor ranged from legitimate concerns such as comfort and weight, to misconceptions about an officer's ability to survive blunt trauma caused by a bullet that has been stopped by a vest. In that same year, the IACP Board of Officers authorized the formation of the IACP/DuPont Kevlar Survivors' Club[registered trademark]. The objectives of this club are to: o Reduce death and disability by encouraging the increased wear of personal body armor through documentation of the armor's effectiveness. o Recognize individuals who, as a result of wearing personal body armor, have survived a life-threatening incident. o Serve the law enforcement community by collecting these important data and sharing valuable information related to these survivor incidents. By publishing the accounts of saves in Police Chief magazine and engaging in other supportive efforts, the Survivors' Club has helped educate law enforcement officers about the benefits of always wearing body armor. Many departments now routinely provide body armor and mandate its wear while officers are on duty. In some locations, concerned citizens have undertaken fundraising activities to purchase body armor for local law enforcement officers. According to a 1997 Bureau of Justice Statistics (BJS) survey of 700 State and local law enforcement agencies with 100 or more officers,[10] approximately 40 percent of sheriff's and municipal police departments, and 25 percent of State and county police departments, require all field officers to wear body armor, compared to almost 30 percent in the same survey conducted in 1993.[11] The 1993 BJS survey also reported that more than 80 percent of the 661 agencies surveyed for that year provided either body armor or cash allowances to purchase body armor to all of their uniformed patrol officers. In comparison, the same survey conducted by BJS in 1987 indicated that only 28 percent of agencies surveyed provided armor or a cash allowance to purchase armor.[12] -------------------------------- 4. Body Armor Construction How Does Ballistic-Resistant Body Armor Work? When a handgun bullet strikes body armor, it is caught in a "web" of very strong fibers. These fibers absorb and disperse the impact energy that is transmitted to the vest from the bullet, causing the bullet to deform, or "mushroom." Additional energy is absorbed by each successive layer of material in the vest, until such time as the bullet has been stopped. Because the fibers work together both in the individual layer and with other layers of material in the vest, a large area of the garment becomes involved in preventing the bullet from penetrating. This also helps in dissipating the forces that can cause nonpenetrating injuries (what is commonly referred to as "blunt trauma") to internal organs. Unfortunately, at this time no material exists that would allow a vest to be constructed from a single ply of material. Today's generation of concealable body armor can provide varying levels of protection to defeat most common low- and medium-energy handgun rounds. Body armor designed to defeat rifle fire is of either semirigid or rigid construction, typically incorporating hard materials such as ceramics and metals. Because of its weight and bulkiness, it is impractical for routine use by uniformed patrol officers and is reserved for use in tactical situations, where it is worn externally for short periods of time when confronted with higher level threats. How Does Stab-Resistant Body Armor Work? Stab-resistant body armor works by many of the same principles as ballistic-resistant body armor. Stab- and puncture-resistant armors are made from a variety of materials. The most common designs use multiple layers of materials. These layers are made from extremely strong fibers that can be either woven or laminated together. Other materials used are metals and composites. As the threat impacts the armor, the materials either deflect the threat, or due to their very high levels of tensile strength and cut and/or tear resistance, they slightly "stretch" before breaking or being cut. This "stretching" spreads the impact forces over a larger area of the armor and dissipates the strike energy from the threat, eventually stopping the threat. Most often, multiple layers of materials are needed to successfully stop typical threats. Some of the top layers of material may be defeated, but if properly designed, the armor will stop the threat with little to no penetration. The backing layers provide additional strength to the armor, and each layer assists in dissipating the strike energy. Many of the same materials are used in both ballistic-resistant armor and stab-resistant armor, with one important distinction. Because knives, picks, and spikes are pointed, the initial contact forces for stabs threats are very high. These high forces pose a risk to ballistic-resistant armor. To counter this, stab-resistant armors are normally made from very tightly woven fabrics or from very closely spaced laminated layers. Construction Methods Typically, concealable body armor is constructed of multiple layers of ballistic- or stab-resistant materials, assembled into the "protective panel." The protective panel is then inserted into the "carrier," which is constructed of conventional garment fabrics such as nylon or cotton. The protective panel may be permanently sewn into the carrier or may be removable. Although the overall finished product looks relatively simple in construction, the protective panel is very complex. Manmade fabrics are available from a number of manufacturers in various styles and compositions, each type having unique ballistic- or stab-resistant properties. The body armor manufacturer may construct a given model of ballistic- or stab-resistant panel from a single fabric style or from two or more styles in combination. The location and number of layers of each style within the multiple-layer protective panel influence the overall performance of the panel. In addition, some manufacturers coat the fabric with various materials. For example, the manufacturer may add a layer of nonballistic or stab-resistant material for the sole purpose of increasing blunt trauma protection. Even composites of two or more different ballistic materials are available. As a consequence, it is impossible to compare one product with another based solely on the number of fabric layers in the protective panel. The manner in which the ballistic- or stab-resistant panels are assembled into a single unit also differs from one manufacturer to another. In some cases, the multiple layers are bias stitched around the entire edge of the panel; in others, the layers are tack stitched together at several locations. Some manufacturers assemble the fabrics with a number of rows of vertical or horizontal stitching; some may even quilt the entire panel. No evidence exists that stitching impairs the ballistic- or stab-resistant properties of a panel. Instead, stitching tends to improve the overall performance, especially in cases of blunt trauma, depending on the type of fabric used. The differences between protective panels in various manufacturers' products result from individual design concepts meant to achieve a given level of performance with minimum weight and maximum comfort or wearability. If armor has been demonstrated to provide the desired level of protection in accordance with the National Institute of Justice (NIJ) standards, the user should not be concerned with the design, but should look for proper fit and comfort. Body armor intended for routine use is most often designed to be worn beneath the normal uniform shirt. Again, manufacturers tend to design different methods of attaching armor to the body. Hook-and-pile fasteners are common, as are "D" ring tightening straps. With the exception of metal fasteners of any type (which can deflect a bullet on impact and pose a hazard), the method of attachment is a matter of personal preference. Since 1987, the National Law Enforcement and Corrections Technology Center (NLECTC) has tested more than 2,600 models of body armor for compliance with NIJ's ballistic-resistant performance standard. Of these, more than 1,600 comply with the requirements of the NIJ standard and are listed in the Personal Body Armor Consumer Product List (CPL), available from NLECTC. Testing for compliance with NIJ's stab- and puncture-resistant performance standard began in October 2000. The number of body armor configurations available (including armor designed specifically for female officers) makes it possible for an officer to find comfortable armor suitable for routine use, consistent with his or her personal taste in appearance. Model and Style Designation A manufacturer can, and frequently does, use identical ballistic- or stab-resistant panel construction to produce several different configurations of armor, such as an undergarment or an outerwear jacket used by plainclothes officers (e.g., denim jacket, simulated down vest), each of which provides the same level of protection. For the purposes of the NLECTC body armor compliance procedures, the following definitions have been adopted: Body armor model. A manufacturer designation (name, number, or other description) that serves to uniquely identify a specific configuration of body armor based on the details of the protective panel construction and the manner in which the armor is held in place on the torso. Separate model designations must be assigned to armor designed to fit the female and male torso. Body armor style. A manufacturer designation (name, number, or other description) that is used to distinguish between different configurations of body armor product line, each of which is a minor stylistic variation of the same model of ballistic panel but does not have the potential to negatively affect the originally tested ballistic performance level of that model (e.g., the shape of the neckline, coverage, the size of the armhole openings, etc.). The distinctions between body armor model and style were established to eliminate the need to retest a given body armor model for compliance with the NIJ standards each time a manufacturer incorporates the model into a different style of armor. The intent of the NIJ program is to ensure that armor purchased for use by criminal justice personnel provides the rated level of protection. However, NIJ recognizes that individual departments often desire minor armor model modifications that do not have the potential to reduce the level of protection. There are a number of variations in configuration that a manufacturer can make to a model without the necessity of assigning a new model number to the modified units. These include: 1) Changes in color of the carrier material. 2) Changes in the placement of pockets or of straps designed to carry police equipment. 3) Changes in fabric used to encase ballistic panels; provided, however, that if the fabric used in the model tested for compliance was waterproof, the replacement fabric must exhibit equal or improved resistance to water. 4) Changes in the fabric of the carrier material; provided, however, that if any portion of the carrier of the sample tested for compliance contained elastic materials such as rubber or foam rubber, the replacement fabric must provide an equivalent amount and thickness of such material to maintain the original energy absorption. 5) Changes in the perimeter shape of the ballistic panels, including the shape and size of neck and arm openings, and extending or reducing the overall width of the ballistic panels to increase, decrease, or eliminate overlap of the ballistic panels. 6) Changes to the kind, style, or location of fabric attachment and adjustment mechanisms; provided, however, that such changes do not incorporate hard materials that could potentially be a ricochet hazard. 7) Changing from a removable panel carrier to one in which the ballistic panel is not removable. The manufacturer must assign a new model number and submit the new model for compliance testing if any of the following modifications are made to a model on the CPL: 1) The addition or elimination of any layers of ballistic- or stab-resistant materials of the protective panel resulting in a different number of total layers in the panel. 2) Any alteration or changes to the sequence in which the layers are arranged or configured within the ballistic panel for vests consisting of multiple styles or types of materials. 3) Any change in the manner in which the ballistic panel is assembled (e.g., the addition or elimination of stitching and changes in stitch density or material). 4) Modification of an approved side-opening (solid front/back panels) of the concealable vest to create a front- or back-opening (commonly referred to as "tactical" or "detective" style) vest. 5) Changing from a permanent/nonremovable carrier to a removable ballistic carrier. 6) Changes to the closure mechanism (including the type or location, interior flaps or panels associated with the mechanism, and any exterior cover device) of front- or back-opening armor configurations. 7) Changing from a snug-fitting carrier to one that allows too much movement of the ballistic panel (e.g., ballistic panel sized to fit 38-inch chest inserted in a size-40 carrier). Modifications not specifically addressed in these guidelines will be reviewed on a case-by-case basis and a determination will be rendered by NIJ. In all cases, the originally tested and archived vest will serve as the benchmark to determine if a change has occurred. Once a model of armor has been tested and approved, and a letter of compliance has been issued by NLECTC, it becomes the responsibility of the manufacturer to ensure that all subsequent production units sold to law enforcement agencies or personnel labeled as being in compliance with NIJ standards are constructed identically to the model submitted to NLECTC for testing and which was found to comply with the requirements of the standards. ISO 9000 Several armor manufacturers advertise that their companies have obtained ISO 9000 certification. Some confusion exists as to what this certification means and its relationship to NIJ compliance testing. The following explains ISO 9000 and its significance to purchasers. ISO stands for the International Organization for Standardization. Founded in 1946, its charter calls for it to provide harmonized standards for manufacturing quality that are to be used throughout the world. Through the years, ISO's role has expanded beyond the quality system into environmental issues, occupational health and safety, laboratory accreditations, and conformity assessment. Approximately 110 countries participate in ISO standards programs. International standards are prepared through the efforts of technical committees, working groups, and technical advisory groups. ISO 9000 defines minimum guidelines for quality management in the manufacturing process. This voluntary certification process is designed to provide consistency in the manufacturing process that companies use. Companies are required to have a documented quality control system and their employees must follow these established procedures. The three quality objectives of ISO 9000 are as follows: o Achieve and sustain the quality of service so as to meet customer requirements consistently. o Provide assurance to management that intended quality is achieved and sustained. o Provide assurance to customers that intended quality is being achieved and sustained. ISO 9000 has three levels of certification. The basic level, ISO 9003, has 16 requirements. The next level, ISO 9002, requires companies to meet all ISO 9003 requirements, plus servicing, process control, and purchasing requirements. The highest level, ISO 9001, requires companies to meet all the ISO 9002 requirements, as well as documented product design control requirements. It is important to note that the ISO 9000 certification process certifies the quality control system of companies, not the quality of their products or service. ISO 9000 certification does not imply product conformity to any given set of requirements (such as the NIJ standards). Therefore, a clear and significant distinction exists between manufacturers that are ISO certified and whether their products comply with the NIJ standards. ISO certification addresses the quality of the manufacturing process used by armor manufacturers, while the NIJ standards address the performance capabilities of specific models of armor produced by manufacturers. Materials Used Note: The following information has been prepared from product literature supplied by the manufacturer. All product descriptions and performance claims are the manufacturer's and do not represent findings or endorsement of these claims by the National Institute of Justice, U.S. Department of Justice; Office of Law Enforcement Standards, U.S. Department of Commerce; or Aspen Systems Corporation. Several manufacturers have been involved in developing and refining materials used in body armor. DuPont has developed law enforcement protection products for more than 25 years. Its Kevlar[registered trademark] brand fiber, first developed in 1965, was the first material identified for use in the modern generation of concealable body armor. Kevlar[registered trademark] is a manmade organic fiber, with a combination of properties allowing for high strength with low weight, high chemical resistance, and high cut resistance. Kevlar[registered trademark] is also flame resistant; does not melt, soften, or flow; and the fiber is unaffected by immersion in water (see the wet testing discussion in chapter 6 on page 36). Kevlar[registered trademark] 29, introduced in the early 1970s, was the first generation of bullet-resistant fibers developed by DuPont and helped to make the production of flexible, concealable body armor practical for the first time. In 1988, DuPont introduced the second generation of Kevlar[registered trademark] fiber, known as Kevlar[registered trademark] 129. According to DuPont, this fabric offered increased ballistic protection capabilities against high-energy rounds such as the 9mm full metal jacket (FMJ). In 1995, Kevlar[registered trademark] Correctional[trademark] was introduced, which provides puncture-resistant technology to both law enforcement and correctional officers against puncture-type threats. The newest addition to the Kevlar[registered trademark] line is Kevlar[registered trademark] Protera, which DuPont made available in 1996. DuPont contends that the Kevlar[registered trademark] Protera is a high-performance fabric that allows lighter weight, more flexibility, and greater ballistic protection in a vest design due to the molecular structure of the fiber. Its tensile strength and energy-absorbing capabilities have been increased by the development of a new spinning process. DuPont Kevlar[registered trademark] continues to develop and design new generations of high-performance solutions and innovations to provide multithreat protection to officers in the criminal justice community. This patented multithreat technology will enable the creation of armor that protects against firearms, commercially manufactured knives, and puncture-producing weapons like ice picks. Spectra[registered trademark] fiber, manufactured by Honeywell, is an ultra-high-strength polyethylene fiber. Ultra high molecular weight polyethylene is dissolved in a solvent and spun through a series of small orifices, called spinnerets. This solution is solidified by cooling, and the cooled fiber has a gel-like appearance. Spectra[registered trademark] fiber, which Honeywell claims is the highest strength-to-weight fiber in the world, is resistant to water penetration, has extremely high chemical resistance and very high cut resistance properties. Honeywell uses its Spectra[registered trademark] fiber to make its patented Spectra Shield[registered trademark] composite. A layer of Spectra Shield[registered trademark] composite consists of two unidirectional layers of Spectra[registered trademark] fiber, arranged to cross each other at 0- and 90-degree angles and held in place by a flexible resin. Both the fiber and resin layers are sealed between two thin sheets of polyethylene film. According to Honeywell, the resulting nonwoven fabric is incredibly strong, lightweight, flexible, and has excellent ballistic protection capabilities. Spectra Shield[registered trademark] is made in a variety of styles for use in both concealable and hard armor applications. Honeywell also uses the Shield Technology process to manufacture another type of shield composite called GoldFlex[registered trademark]. GoldFlex[registered trademark] is manufactured using aramid fibers in place of the Spectra fiber. GoldFlex[registered trademark], Spectra Shield[registered trademark], and Spectra[registered trademark] fabrics offer body armor manufacturers an array of products to meet today's demanding and changing threats. Another manufacturer, Twaron Products, has developed various forms of its aramid fiber Twaron[registered trademark] for body armor. According to Twaron, this fiber uses 1,000 or more finely spun single filaments that act as an energy sponge, absorbing a bullet's impact and quickly dissipating its energy through engaged and adjacent fibers. Because more filaments are used, the impact is dispersed more quickly. Twaron claims their patented Microfilament technology allows maximum energy absorption at minimum weights while enhancing comfort and flexibility. Twaron Products maintains that the use of Twaron[registered trademark] in body armor significantly reduces the overall weight of the finished product, thus making vests more comfortable. Twaron Products continues to develop and manufacture lighter weight yarns with finer filaments, expanding their patented Microfilament product line. Another fiber used to manufacture body armor is Dyneema[registered trademark]. Originated in the Netherlands, Dyneema[registered trademark] has an extremely high strength-to-weight ratio (a 1-mm-diameter rope of Dyneema[registered trademark] can bear up to a 240-kg load), is light enough that it can float on water, and has high energy absorption characteristics. Zylon[registered trademark], manufactured by Japanese company, Toyobo, is a PBO (polyphehylenebenzobisoxazole), a promising new entrant to the high-performance organic fibers market. PBO has outstanding thermal properties and almost twice the tensile strength of conventional para-aramid fibers. According to Toyobo, Zylon[registered trademark] will allow construction of comfortable protective garments because its excellent heat- and mechanical-resistant properties will provide light and flexible fabrics with improved comfort and mobility. All fibers and materials noted in this chapter have a wide variety of uses in addition to ballistic garments. They are used for other types of protective clothing and equipment (e.g., bicycle and skateboarding helmets), marine and aircraft components, industrial cables, and recreational equipment such as fishing rods and tennis rackets. The materials described are some of the most commonly used; other materials (e.g., ballistic nylon) can also be used. The introduction of newer, high-performance fibers has dramatically decreased the weight and bulk of today's body armor and increased its comfort and wearability. It can be anticipated that newer materials will be developed and in conjunction with further advances in ballistic vest design, technology will continue to enhance the performance and comfort of tomorrow's body armor. -------------------------------- 5. The NIJ Standards The National Institute of Justice (NIJ) standards for Ballistic Resistance of Personal Body Armor and Stab Resistance of Personal Body Armor were developed by the National Institute of Standards and Technology's (NIST's) Office of Law Enforcement Standards (OLES) and issued by NIJ as voluntary national standards. These are performance rather than design standards, as are most OLES standards. Performance standards clearly specify a minimum satisfactory level of performance for each attribute that is critical to the equipment's intended use. In contrast, design standards specify the manner in which an item of equipment must be manufactured. Performance standards encourage design innovation and the use of advanced technology, addressing critical requirements only and not such attributes as comfort, color, or style--which are generally matters of user perception or preference. The administrative procedures for NIJ's body armor compliance-testing program, which is administered by the National Law Enforcement and Corrections Technology Center (NLECTC), are designed to ensure the integrity of the test results. A series of pre- and post-test checks and balances ensure the laboratory's conformance to the NIJ testing procedure. When a manufacturer elects to have a model of armor tested, the test samples are delivered to NLECTC, where the labels and workmanship are inspected before the samples are given to an independent laboratory for testing. A 2-week period is allocated to accomplish the control function before the scheduled testing date. Following testing, the samples are returned to NLECTC, where test results are verified. The tested samples are then archived. The NIJ body armor testing program relies on voluntary participation by manufacturers. However, many police departments require that armor be tested by NLECTC and found in compliance with NIJ standards before they purchase the armor. As a result, most manufacturers design their armor to comply with the standards and have each model tested for compliance by NLECTC. Whenever NIJ develops a new standard, NLECTC distributes the revision to industry representatives for their comments. Developing the NIJ Standard for Ballistic Resistance of Personal Body Armor The selection of body armor has become increasingly complex as manufacturers have developed numerous models and designs, the variety of ballistic fabric styles has increased, and the protection requirements of police agencies have changed. All of these factors have necessitated changes in the NIJ body armor standard. NIJ's first standard, 0101.00, Ballistic Resistance of Police Body Armor, was published in March 1972 in response to the law enforcement community's request for a benchmark against which to measure competing manufacturer claims. This first standard provided requirements only for resistance to actual penetration of the vest by a bullet and defined only three levels of protection from various threats. The issue of whether the armor could prevent injury from blunt trauma was not addressed. In 1975, NIJ requested that the Law Enforcement Standards Laboratory (LESL), the predecessor to OLES, begin revision of the first standard to reflect contemporary research on blunt trauma and the degradation of armor when wet. A revised standard, STD-0101.01,[13] was published in December 1978 to introduce the backface signature test for blunt trauma and wet testing. At approximately the same time, the law enforcement community asked NIJ to establish an equipment testing program to provide independent verification of body armor compliance to the NIJ standard. NIJ entered into a cooperative agreement with the International Association of Chiefs of Police (IACP) to conduct the testing. The first results were published in 1978. Since then, the models and the names of their manufacturers that pass compliance testing have been published in the Police Body Armor Consumer Product List, now known as the Personal Body Armor Consumer Product List (CPL), which since 1999 has been available electronically through the NLECTC Web site, JUSTNET, at http://www.justnet.org. NLECTC also publishes other documents and guides, such as this one, to help police departments select and procure body armor. In March 1985, NIJ amended the standard, issuing STD-0101.02, to take into account armors' susceptibility to angle shots and multishot assaults. NIJ STD-0101.02 also introduced threat level III-A, the highest protection level in concealable armor, in response to concerns from the law enforcement community about the need for protection from high-velocity and high-energy handgun rounds such as the submachine gun 9mm and .44 Magnum.[14] Published in April 1987, STD-0101.03 clarified labeling requirements, acceptance criteria, and backface signature measurement procedures.[15] NIJ also strengthened its administrative procedures for archiving models. The Current Standard, NIJ Standard-0101.04 In September 2000, NIJ issued Ballistic Resistance of Personal Body Armor, NIJ Standard-0101.04[16] the first revision in 13 years. There were a number of reasons for the revision. Since 1987, when the 0101.03 standard was adopted, there have been many changes in the design, manufacturing, and use of body armor. The ammunition and weapons threats that police officers face are different. Most officers today use autoloading pistols as their duty weapon instead of revolvers. Design technology used in making the vests has changed significantly, and new ballistic-resistant materials have been introduced. Administrative changes added to the NIJ standard over time have also made it unduly cumbersome for laboratory test personnel to administer the test. The revised standard reflects the changes in threats and designs and incorporates and streamlines the administrative changes. Testing under the revised standard was initiated in fall 2000. The new 0101.04 standard represents a significant step toward ensuring consistent, well-documented testing of body under NIJ's program. The main intent of the revision was to incorporate as many of the lessons learned from the long period of 0101.03 testing experience as possible, particularly in regard to clarification and definition of many of the methods and equipment used to test body armor for NIJ compliance. In addition to the introduction of new test threat rounds, the new standard reinstates the "pat down" procedure or the smoothing of the armor panel between shots, which was performed in NIJ Standard-0101.02 and previous editions, and an increase from one to two measurements per panel for backface signature. The techniques and equipment for wet conditioning of the test armor, construction of the backing material fixture, and firing the test threat ammunition also have been updated and revised. A single, highly automated, computer-based reporting format and comprehensive database archival system will standardize reports, making testing data more manageable and accessible to users. Introducing Stab Resistance of Personal Body Armor, NIJ Standard- 0115.00 While the most common type of threat faced by a police officers is from a gun, the most common threat a correctional officer is likely to face is from a knife or ice pick. In response to the needs of the corrections community, NIJ has developed a performance standard for stab- and puncture-resistant body armor through a collaboration of OLES, the U.S. Secret Service, and the Police Scientific Development Branch (PSDB) in the United Kingdom (UK). Stab Resistance of Personal Body Armor, NIJ Standard-0115.00[17] was released in October 2000. This standard specifies the minimum performance requirements for body armor that is resistant to attack by typical pointed and edged weapons. The standard also describes the test methodology to be used for this assessment. In developing the standard, NIJ relied on the extensive research experience of PSDB in the UK, where the primary threat to law enforcement officers is from sharp-edged and pointed weapons. As part of their initial research, PSDB created a model to determine the actual forces generated by an assailant during attack, and, from this model, developed realistic test methodologies and procedures that could be replicated in the laboratory. Several different types of blades were engineered to accurately reflect actual threats faced by law enforcement and correctional officers. Although these blades are specially designed to ensure consistency in testing procedures, they reflect many of the features found in the high-grade commercial knives or homemade instruments most commonly used in attacks. The threats from ice picks and lower quality, prison-made knives and shivs are much more difficult to quantify than those from commercial knives. Research addressing homemade instruments continues, and any improvements from this research will be incorporated into future revisions of NIJ Standard-0115.00. For the present time, the same test methodology will be used for homemade weapons as is used for commercial knives, but the threat weapon is a modified ice pick commonly used in the "California Ice Pick" test. A more complete discussion of the testing procedures, protection classes, and threat levels can be found in chapter 7. This standard and the revised standard for ballistic-resistant body armor were circulated for review among the membership of the Law Enforcement and Corrections Technology Advisory Council (LECTAC), LECTAC's Weapons and Protective Systems Subcommittee, LECTAC's Executive Committee, and the National Armor Advisory Board (NAAB). NAAB is made up of law enforcement officers and body armor industry representatives, including fiber and fabric manufacturers, weavers, and armor manufacturers. NIJ's policy on body armor has always been that preserving the life of the police or corrections officer is the sole criterion on which to judge body armor effectiveness. At present, an officer may select a garment that corresponds to an appropriate threat level and be confident that armor in compliance with NIJ's standard will defeat the stated threat level. Cooperative Efforts Between NLECTC and Industry To further enhance its mission to support State and local law enforcement and corrections by identifying their needs, finding expedient and cost-effective solutions, and bringing those solutions to the attention of the law enforcement and corrections community, NIJ has developed a new cooperative effort between NLECTC and the body armor industry. The existing NLECTC program structure accomplishes this by refining the process for developing policy and by reviewing standards (see exhibit 3). Key organizational components of NLECTC's policy development process are NIJ, LECTAC, NLECTC, OLES, LECTAC's technical subcommittees, and the testing laboratories. Industry's role has been formalized through the introduction of advisory boards, whose functions are included below. NIJ. The Institute funds and manages all the activities of NLECTC, resolves disputes and appeals, conducts needs assessments, and coordinates input from the criminal justice system. LECTAC. A key element in the policy and standards development process, LECTAC is composed of Federal, State, and local law enforcement and corrections professionals who are appointed by NLECTC with the approval of the LECTAC Executive Committee. LECTAC meets at least annually, and its chairperson keeps in close contact with NIJ and NLECTC throughout the year. The advisory council: o Identifies critical product and technology needs of the criminal justice community. o Recommends priorities and methods that form the basis from which standards and policies are developed. o Assesses law enforcement and corrections equipment issues, including suggesting research and development priorities. o Suggests equipment to be tested and recommends the development of guides, bulletins, and other program publications. o Strengthens links between NIJ and the criminal justice community. LECTAC subcommittees. LECTAC's subcommittees report to the full council and meet on an as-needed basis. Subcommittees are formed to address major areas of technology research and development such as law enforcement and corrections operations, weapons and protective systems, communications, and contraband detection, among others. The chair of a subcommittee also serves as or appoints the chair of any advisory board assigned to that subcommittee. NLECTC. NLECTC coordinates the testing of all equipment under the program and fields requests for information and technical assistance from law enforcement and corrections agencies. The criminal justice community looks to NLECTC for authoritative information on the latest technology and products. NLECTC: o Coordinates equipment testing activities and collects results from laboratories. o Publishes consumer product lists of products that comply with NIJ standards. o Operates a toll-free information service and Internet site. o Archives tested products. o Issues publications on equipment and standards. o Provides technical assistance to the criminal justice community. o Serves as a resource to LECTAC and the advisory boards. OLES. Funded by NIJ through an interagency agreement, OLES is part of NIST. As NIJ's principal agent for setting standards on law enforcement equipment, OLES: o Conducts technical studies. o Develops initial standards for testing and provides scientific and technical support to the technical committees and advisory boards. o Provides technical assistance to criminal justice agencies. o Evaluates and monitors testing laboratories. Testing laboratories. Independent testing laboratories are evaluated by OLES and subsequently authorized by NLECTC to conduct testing of manufacturers' products in accordance with NIJ standards. Each product is tested before appearing in a Personal Body Armor CPL. The testing itself is contracted between the manufacturer and the laboratory, but the equipment must be submitted through NLECTC. Once a performance assurance program has been developed, laboratories selected by NLECTC to test body armor will be required to provide the manufacturers with a followup performance assurance program. Advisory boards. Composed of industry and user representatives, NLECTC intends to establish advisory boards for each major equipment/technology focus that will report to the respective technical subcommittees of LECTAC. The boards will provide an opportunity for the industry and users to meet directly with LECTAC technical subcommittees. Currently, NAAB is the only advisory board that has been formed. It is composed of body armor manufacturers, fiber and fabric manufacturers, law enforcement management, and rank-and-file representatives from law enforcement. Board members review standards and policy and recommend revisions to the Weapons and Protective Systems Subcommittee of LECTAC. All advisory boards will recommend actions concerning possible modifications of NIJ standards. If an advisory board endorses a recommendation to their respective subcommittee, it will be referred to LECTAC for its full endorsement. The Standards Review Process With advice from NAAB, NLECTC, and the Weapons and Protective Systems Subcommittee of LECTAC, NIJ has formalized a process for accommodating changes to the existing body armor standard. In this revised process, shown in exhibit 4, a suggestion for a change in the standard is submitted to NLECTC. NLECTC then conducts an immediate review to ensure that the suggestion is intelligible, relevant to the equipment in question, and has not been considered previously. If the suggestion passes this review, copies are forwarded to the Weapons and Protective Systems Subcommittee and NAAB. If the suggestion has technical merit and is feasible, the subcommittee directs NLECTC to publish the suggestion and to solicit comments from the field. NLECTC also circulates the suggested change to NIJ, LECTAC, and OLES for review. Comments from the field regarding the recommendations are provided to NLECTC in a specified number of copies. Copies are also provided by the commenter directly to the person or organization who made the suggestion. NLECTC forwards the comments, along with its recommendations regarding the comments, to NIJ, OLES, the Weapons and Protective System Subcommittee, and NAAB for review. The subcommittee then makes a final recommendation to LECTAC, which passes it on to NIJ. NIJ and the Office of General Counsel review the recommendation to ensure that it fully complies with the law and relevant policy. If it does, NLECTC publishes the decision and the effective date of the change. The following options are available to the reviewers when they consider a suggestion: o Accept the suggestion as offered. o Accept the suggestion with modifications. o Refer the suggestion for further research. o Reject the suggestion because it was improperly submitted, previously rejected, irrelevant, or not feasible. Suggestions are processed at least annually. If a suggestion is rejected, an explanation is provided. NIJ does not consider revising the standard unless supporting research is presented, nor does NIJ change the standard without comments from law enforcement and the body armor industry. If NIJ errs, it is on the side of the user. The standards review process is similar for other equipment standards. NIJ's responsiveness to law enforcement and industry concerns is evident in recent changes in the program. These changes include strengthening the program's management and policy structure, creating a process for modifying standards, inviting industry representatives to participate in the standards review process, and sending letters to manufacturers to clarify the responsibilities of those who choose to participate in the body armor program. (This last step is to prevent confusion and misunderstandings that might develop in the use of the NIJ standard and testing program for manufacturers' product advertising and marketing.) NIJ is proud of the partnership it is forging among government, industry, and the Nation's police and corrections officers. Like all partnerships, the one between NIJ and body armor manufacturers must be based on mutual rights and responsibilities. In return for permission to use the NIJ label, NIJ also asks manufacturers to take responsibility for the safety of their products that are sold to law enforcement officers. Reciprocally, NIJ is committed to working with the manufacturers to adjust the standards and testing program to accommodate the needs and technological advancements of the body armor industry. -------------------------------- 6. Ballistic-Resistant Personal Body Armor Selecting the Appropriate Level of Protection The first step in selecting the appropriate protection level of body armor is to establish the level of protection that users need based on the realistic weapon threat they face. To date, body armor has not been known to fail to prevent the penetration of a bullet constituting a threat equal to or less than the protection rating of the armor. However, officers have died from wounds received from weapons or ammunition exceeding the rated protection of the armor. While 100-percent protection in all circumstances is impossible, the routine use of appropriate body armor significantly reduces the likelihood of fatal injury. Body armor selection is to some extent a tradeoff between ballistic protection and wearability. The weight and bulk of body armor are generally proportional to the level of ballistic protection it provides; therefore, comfort decreases as the protection level increases. All departments should strive to select body armor that their officers will wear, consistent with their ballistic protection requirements. Agencies should ensure that each officer knows and understands the protection that it affords, as well as its limitations. The weapons and ammunition commonly found on the street may vary significantly with geographic location. Therefore, information concerning weapons and ammunition that are confiscated in both the local jurisdiction and nearby surrounding areas must be considered, as well as statistics concerning gun sales by local firearms dealers. Such data will permit an assessment of the current threat from street weapons. The National Institute of Justice (NIJ) strongly recommends the selection of an armor that protects against both the street threat and the officer's handgun. A review of reports on officers killed during the period from 1980 to 2000 shows that 163 of the 1,058 officers killed with a handgun, or on average one in six officers, was killed with his or her own service weapon. Information from the Uniform Crime Reports (UCR), Law Enforcement Officers Killed and Assaulted[18] provides some insight into the overall threat to officers nationwide. Statistics based on the Federal Bureau of Investigation's (FBI's) UCR data reveal that from 1990 to 1999, 658 law enforcement officers were feloniously killed in the line of duty (see exhibit 5). Of these, 610 (92.7 percent) were killed by firearms--466 (71 percent) by handguns, 112 (17 percent) by rifles, 32 (4.9 percent) by shotguns--and 48 (7 percent) by other types of weapons. These other weapons included knives (10 fatalities); bombs (11, 8 of which occurred in a single incident-- the bombing of the Alfred P. Murrah Federal Building in Oklahoma City); personal weapons (5); and automobiles and other fatal means not usually thought of as weapons (22). Of the 466 deaths from handguns, between 1990 and 1999, 9mm handguns or lesser handguns were used in 311 (66.7 percent) of the cases. The "Takeaway" Problem Another consideration in determining the appropriate threat level is the type of service weapon and ammunition used by the department. In reviewing the UCR data for the time period of 1980 to 1999, a total of 163 deaths, or 15.4 percent of deaths from handguns, resulted from officers being shot with their own service weapon (see exhibit 6). In these 163 cases, no documented incidents occurred of a round from the officer's service weapon penetrating the officer's body armor and causing the fatal injury. A dramatic decline has occurred in the number of officers slain with their own weapons in the 1990s. For the period from 1980 to 1989, an average of 11.2 officers were slain annually with their own weapons; from 1990 to 1999, the average decreased to 5.2 officers. This decrease can most likely be attributed to several factors, including increased officer awareness of the problem, expanded use of body armor, enhanced officer safety and weapon retention training, and the emergence of holsters designed with security or antitakeaway features. However, officers should still be cognizant of the potential danger posed by their own sidearms, should these be used against them. Generally speaking, Type II-A and Type II armor provide protection against most types of handgun ammunition commonly used by law enforcement agencies today. In analyzing potential weapon threats, a given police department will probably identify several threat levels, depending on the nature of specific assignments. Specialized armor will be required for special weapons and tactics team operations, but these armors will only be issued and used as needed. As noted earlier, armor that provides protection against high-level threats is generally heavy and bulky and therefore can be unsuitable for full-time use. A department should avoid the temptation to purchase armor that provides protection far in excess of realistic needs. Such a purchase not only increases the cost, but increases the likelihood that the armor will not be worn. Overspecification of protection levels has been alleged as the most common reason that armor is not worn. Recognizing that it may not be practical to protect against all possible handgun attacks, a department must carefully consider the selection of armor appropriate to its needs. In the final analysis, those responsible for selecting the level of protection for armor to be used routinely must exercise prudent judgment and decide whether the overall benefits of limited protection (purchasing a less protective armor type than the maximum level of protection indicated by threat analysis) outweigh the complete loss of protection if the armor is not worn. The Corrections Threat While the FBI's Uniform Crime Reports Law Enforcement Officers Killed and Assaulted (LEOKA) provides detailed insight into the nature and types of assaults on police officers, there are no comparable statistics currently maintained for assaults on corrections officers. However, the statistics that are available indicate that the threat of assault is a common danger for corrections officers as well. According to data compiled by the Bureau of Justice Statistics (BJS), between 1990 and 1997 the number of inmates in State and Federal custody has increased by a total of 434,000, or an average annual growth rate of 6.8 percent.[19] There was a one-third increase in the number of assaults by inmates on corrections facility staff between 1990 and 1995. In 1990, there were 10,731 reported assaults by inmates on corrections facility staff; in 1995, there were 14,165 reported assaults. The nature of the assaults has become more severe as well. In 1990, none of the reported assaults resulted in the death of the staff member who was assaulted. By comparison, in 1995, 14 staff members were killed as a result of the assault.[20] While the threat faced by the police officer is most frequently from firearms, a corrections officer faces an entirely different variety of threats. Because corrections officers are rarely equipped with firearms, and it is extremely rare for an inmate to obtain a firearm within a correctional facility, the most common threat faced is from pointed- and sharp-edged weapons. Most of these are homemade or improvised weapons, made from scraps of metal obtained through a variety of sources in the corrections environment. While these threats are different from firearms, they are equally capable of inflicting serious or fatal injuries. Until recently, many protective garments designed for use against corrections threats were much heavier and bulkier than the ballistic-resistant counterparts worn by police officers, as materials technology generally did not allow for a protective vest for corrections applications to be made entirely of woven materials. Quite frequently, these vests incorporated thin sheets of metal and other types of hard plating to protect against typical corrections threats. However, in recent years significant breakthroughs in materials technology have made it possible for corrections officers to have access to stab- and puncture-resistant vests that are similar in weight and bulk to the ballistic-resistant vests worn by their police counterparts. It is anticipated that as these vests become more commonplace in the corrections workplace, corrections officer fatalities will decrease as police officer fatalities decreased after the introduction of ballistic-resistant armor in the mid- to late 1970s. Armor Classifications for Ballistic-Resistant Armor NIJ Standard-0101.04 establishes six formal armor classification types, as well as a seventh special type, as follows: Type I (.22 LR; .380 ACP). This armor protects against .22 long rifle lead round nose (LR LRN) bullets, with nominal masses of 2.6 g (40 gr), impacting at a minimum velocity of 320 m/s (1050 ft/s) or less, and against .380 ACP full metal jacketed round nose (FMJ RN), with nominal masses of 6.2 g (95 gr), impacting at a minimum velocity of 312 m/s (1025 ft/s) or less. Type I body armor is light. This is the minimum level of protection every officer should have, and the armor should be routinely worn at all times while on duty. Type I body armor was the armor issued during the NIJ demonstration project in the mid-1970s. Most agencies today, however, because of increasing threats, opt for a higher level of protection. Type II-A (9mm; .40 S&W). This armor protects against 9mm full metal jacketed round nose (FMJ RN) bullets, with nominal masses of 8.0 g (124 gr), impacting at a minimum velocity of 332 m/s (1090 ft/s) or less, and .40 S&W caliber full metal jacketed (FMJ) bullets, with nominal masses of 11.7 g (180 gr), impacting at a minimum velocity of 312 m/s (1025 ft/s) or less. It also provides protection against Type I threats. Type II-A body armor is well suited for full-time use by police departments, particularly those seeking protection for their officers from lower velocity 9mm and 40 S&W ammunition. Type II (9mm; .357 Magnum). This armor protects against 9mm full metal jacketed round nose (FMJ RN) bullets, with nominal masses of 8.0 g (124 gr), impacting at a minimum velocity of 358 m/s (1175 ft/s) or less, and .357 Magnum jacketed soft point (JSP) bullets, with nominal masses of 10.2 g (158 gr), impacting at a minimum velocity of 427 m/s (1400 ft/s) or less. It also provides protection against Type I and Type IIA threats. Type II body armor is heavier and more bulky than either Types I or II-A. It is worn full time by officers seeking protection against higher velocity .357 Magnum and 9mm ammunition. Type III-A (High Velocity 9mm; .44 Magnum). This armor protects against 9mm full metal jacketed round nose (FJM RN) bullets, with nominal masses of 8.0 g (124 gr), impacting at a minimum velocity of 427 m/s (1400 ft/s) or less, and .44 Magnum jacketed hollow point (JHP) bullets, with nominal masses of 15.6 g (240 gr), impacting at a minimum velocity of 427 m/s (1400 ft/s) or less. It also provides protection against most handgun threats, as well as the Type I, II-A, and II threats. Type III-A body armor provides the highest level of protection currently available from concealable body armor and is generally suitable for routine wear in many situations. However, departments located in hot, humid climates may need to evaluate the use of Type III-A armor carefully. Type III (Rifles). This armor protects against 7.62mm full metal jacketed (FMJ) bullets (U.S. military designation M80), with nominal masses of 9.6 g (148 gr), impacting at a minimum velocity of 838 m/s (2750 ft/s) or less. It also provides protection against Type I through III-A threats. Type III body armor is clearly intended only for tactical situations when the threat warrants such protection, such as barricade confrontations involving sporting rifles. Type IV (Armor Piercing Rifle). This armor protects against .30 caliber armor piercing (AP) bullets (U.S. military designation M2 AP), with nominal masses of 10.8 g (166 gr), impacting at a minimum velocity of 869 m/s (2850 ft/s) or less. It also provides at least single-hit protection against the Type I through III threats. Type IV body armor provides the highest level of protection currently available. Because this armor is intended to resist "armor piercing" bullets, it often uses ceramic materials. Such materials are brittle in nature and may provide only single-shot protection, since the ceramic tends to break up when struck. As with Type III armor, Type IV armor is clearly intended only for tactical situations when the threat warrants such protection. Special type. A purchaser who has a special requirement for a level of protection other than one of the above standard threat levels should specify the exact test rounds and minimum impact velocities to be used and indicate that this standard shall govern in all other respects. Requirements The performance requirements of NIJ Standard-0101.04, which were developed with the active participation of body armor manufacturers, ensure that each armor type will provide a well-defined minimum level of ballistic protection. Exhibit 7, reproduced from the standard, identifies the specific bullets and impact velocities that each armor type must withstand. Types I, II-A, II, and III-A armor are required to prevent penetration from the impact of six bullets per panel, for two complete samples (front and back panels) at specified velocities and locations for two types of ammunition. Two of the impacts in each six-shot sequence must be at a 30-degree angle. A total of 48 shots are completed on four samples. Furthermore, the deformation of the backing material (a measure of blunt trauma protection) must not exceed 44mm (1.73 in). Deformation readings are taken on each panel at shot location 1, then at either shot location 2 or 3, whichever one had the highest shot velocity. The armor must meet these requirements while wet. Type III armor requirements are identical to those above, except that only one type of ammunition is specified, and all six test rounds are fired perpendicular to the surface of the armor. A total of 12 shots are completed (6 shots per sample). Type IV armor is required to resist penetration from only a single type of ammunition (armor piercing) and is only required to prevent penetration and backface deformation greater than 44mm (1.73 in) from a single perpendicular impact. A total of two samples are tested. In addition to the ballistic requirements, the NIJ standard requires quality workmanship and specifies the minimum information that must be included on the armor's label. The maximum allowable deformation of the clay-backing material was determined through an extensive series of ballistic gelatin measurements and experiments conducted by a team of medical experts. This limit ensures protection from blunt trauma that arises from an impact occurring over vital locations. Even this level of protection, however, does not give an absolute guarantee of protection against internal injuries. The rationale for the requirement that armor resist bullet penetration is obvious. The reasons for other ballistic requirements may not be apparent. Wet testing. Certain ballistic fabrics lose ballistic-resistant efficiency when wet, but fully return to normal ballistic efficiency upon drying. Laboratory tests of non-water-repellent treated vests soaked in water have shown a reduction in ballistic efficiency of more than 20 percent compared to that of dry vests. The cause of this phenomenon is not known, but it is theorized that water acts as a lubricant, which allows the bullet to pass through the fibers more easily. An officer may confront an armed assailant in the rain, and body perspiration can also significantly reduce the ballistic efficiency of untreated fabrics. Laboratory tests conducted by the U.S. Army Natick R&D Command, using a mannequin that simulates human perspiration, verified that vests will absorb perspiration in amounts comparable to a vest that has been allowed to drain following immersion in water. A series of tests was also conducted by a research team from the U.S. Department of Justice, in which officers wearing untreated vests were subjected to strenuous exercise on a hot humid day. The amount of perspiration in the vests corresponded to the Natick experiments, and when ballistic tests were conducted, a significant reduction in the efficiency was noted. In view of this, the NIJ standard requires that a vest continue to provide the rated level of ballistic protection when wet. The vast majority of body armor manufactured today uses materials that (1) are inherently waterproof or are treated with water repellants; (2) have a permanent water-repellant covering (such as rip-stop nylon); or (3) both. However, the standard requires wet testing to ensure that these vests still provide adequate protection in situations in which they are exposed to moisture. Those purchasing body armor should be aware that some manufacturers offer models that are supposedly identical in construction to NIJ-tested and -approved models, except that they do not have the water-repellant treatment. NIJ considers the removal or alteration of water-repellant treatment to be a change in the design of the vest. NIJ does not, under any circumstances, recognize any model that "partially" complies with the standard. Angle shots. All Type I through Type III-A body armors are required to resist the penetration of bullets striking at an angle to the surface, because the probability of being hit exactly perpendicular to the surface is low. Certain fabrics are less efficient ballistically by as much as 20 percent when a bullet strikes at an angle. Armor must provide the rated level of protection regardless of the angle of impact. Performance Testing As a service to law enforcement, corrections, and manufacturers, NIJ's body armor compliance testing program tests body armor using independent testing laboratories to determine compliance with the requirements of NIJ Standard-0101.04. The models that comply with the requirements of this NIJ standard are added to its Personal Body Armor Consumer Product List (CPL), which is widely distributed to law enforcement agencies as a procurement aid. Exhibit 8, from NIJ Standard-0101.04, shows the test setup for ballistic testing of police body armor. The chronograph measures the bullet velocity to ensure that each test round is within the range required by the standard. The armor being tested is mounted on a clay-backing material whose consistency is controlled. Exhibit 9, also from NIJ Standard-0101.04, shows the general locations of points of impact for each round fired in the six-shot sequence for each type of ammunition specified in exhibit 7 for the type of armor being tested. The deformation of the clay behind the impact of the first shot (location 1) is measured to determine compliance with the blunt trauma requirement. Following the deformation measurement, the armor is repositioned on the clay and the remaining five shots are fired, two of which (locations 5 and 6) are fired at an angle of 30 degrees to the armor surface. The armor is smoothed out, or "patted down," after each shot. After the first shot is taken, the panel is removed from the test fixture and the clay is trimmed, or "struck," back to its original level surface. A second deformation measurement is taken at either shot number 2 or number 3, depending on which shot had the highest velocity. The armor is tested after being sprayed with a measured quantity of water for 3 minutes on each side before being mounted on the clay. Both the front and back of the armor are tested, and, if present, tests are conducted on groin and coccyx (end of spine) protection panels. The clay-backing material must be properly conditioned and must meet the requirements specified in the standard, as the only current means of relating deformation to blunt trauma protection. Some departments attempt to conduct their own tests using a variety of backing materials, including thick stacks of newspapers, wood, or even steel plates. This practice should be avoided, for the bullet interacts differently with the armor when backed with these materials than with the clay-backing material. Furthermore, other backing materials can be unsafe. In several cases, bullets have bounced back and injured the officer shooting at the armor. V50 Testing V50 ballistic limit testing is a statistical test developed by the U.S. military to evaluate hard armor of homogenous construction used to protect vehicles. Many body armor manufacturers use a modified form of the military V50 testing as a design tool to develop and assess new body armor designs. V50 testing as used by body armor manufacturers experimentally identifies a velocity at which a specific projectile has a 50-percent chance of penetrating the armor being tested. In this form of testing, the armor is mounted on the clay-backing material, and specified bullets are fired to determine the velocities at which the bullets do and do not penetrate the armor. A sufficient number of bullets are fired at various velocities to obtain groups of five nonpenetrating bullets and five penetrating bullets, with a velocity range of no more than 38 m/s (125 ft/s) between the lowest velocity nonpenetrating bullet and the highest velocity penetrating bullet. The V50 ballistic limit is calculated as the average velocity of the 10 bullets. V50 ballistic limit testing allows manufacturers to evaluate various designs against one another to optimize their design for a specific type of body armor. A trend has emerged in which manufacturers publish V50 test data and also put V50 test information on the labels of some of their body armor. V50 ballistic limit testing is a useful and informative statistical tool for evaluating certain characteristics of armor. In addition to being helpful during the design phase of armor development, it may also have the potential for being a valuable tool in evaluating armor's degradation over time. However, it does not evaluate the level of protection afforded against blunt trauma, nor is a uniform standard for V50 ballistic limit testing used by all manufacturers. Ballistic Limit Testing As part of NIJ Standard-0101.04, the Office of Law Enforcement Standards (OLES) has developed a performance assurance program to determine the ongoing performance of body armor currently in service or a new production unit of a previously tested and approved model. The Baseline Ballistic Limit test will establish a benchmark of penetration performance and will provide a reliable and consistent way to retest NIJ-compliant armor. The ballistic limit test does not have a pass or fail performance requirement; it provides additional information about the ballistic performance of a given armor model. The ballistic limit testing is done after the armor model has successfully passed the traditional penetration and backface signature testing. The performance assurance program is based on V50 testing. All ballistic-resistant materials can ultimately be overmatched whether by bigger or faster bullets or simply by firing the same bullet fast enough to eventually overcome the ability of the given material to stop it. The V50 ballistic limit, within statistical reason, identifies the velocity at which the armor material stops the bullet at least half the time. Knowing that the ballistic limit of a particular body armor model is well in excess of the NIJ reference velocity--at which no penetration is expected or allowed for in compliance testing--provides additional assurance of the overall ballistic performance of the armor even in instances where the encountered threat may be beyond the expected norm. Acceptance and In-Service Testing Acceptance testing should be performed whenever a large-quantity purchase is received. However, NIJ does not consider this guiding rule to apply to blanket purchase agreements and term contracts, because manufacturers may produce individual purchase orders from several lots of material. In these cases, a department may want to carry out limited testing periodically, but, to test armor from each production lot would be expensive and impractical. Again, the manufacturer and the purchaser must address in the contract what will happen if any of the armor fails to comply with NIJ Standard-0101.04. For instance, the manufacturer might agree to replace any armor manufactured from the lot of ballistic material that failed testing. In addition, a department may want to test previously purchased armor that was manufactured from material lots not included in prior screening tests. To accurately assess its testing alternatives, a department must consider the structure of its blanket purchase agreement or term contract. A department can accurately estimate testing costs only if it knows how many tests will need to be conducted. Thus, a department that requires acceptance testing--especially for small-quantity purchases--may want to include in its contract a clause limiting the number of ballistic material lots that will be used to manufacture the armor to a few lots or even one. Testing costs are either directly paid by the department or absorbed into the manufacturer's unit cost. Indirect costs associated with acceptance testing and later service-life testing include administrative paperwork; time for analyzing the results; and travel, if the department wants a representative to witness the ballistic testing. Police departments often include armor testing costs and departmental travel as manufacturer-related expenses, which are part of the bid price. However, NIJ does not recommend this practice because the public served by a department might doubt the propriety of an officer who accepts travel expenses from the manufacturer when the performance of armor purchased is in question. Instead, NIJ suggests that the department separately budget for armor testing and contract directly with a National Law Enforcement and Corrections Technology Center (NLECTC)-approved laboratory. This provides a clearer picture of the armor purchase price per unit and provides the department with more flexibility in its testing program. Finally, a department that elects to conduct acceptance or service-life testing must remember to order an adequate number of additional sets of armor to be used for testing. For more information on service life, or life cycle testing, please see the discussion on this topic in chapter 10 (page 60). -------------------------------- 7. Stab-Resistant Personal Body Armor Armor Classifications for Stab-Resistant Armor The first step in selecting the appropriate protection level of stab-resistant body armor is to establish the level of protection that users need based on the realistic weapon threat they face. NIJ Standard-0115.00 places stab-resistant body armor into two categories based on the kind of threat it is designed to stop. One category of protection, designated the "edged blade" class, stops engineered or high-quality blades, such as kitchen knives or those purchased at sporting goods stores, and represents the threat more commonly found on the street. The second category, the "spike" class, stops the types of improvised weapons commonly found in correctional facilities, typically made of lower quality materials that may have been sharpened on concrete or other rough surfaces. Within each of these two categories are three levels of protection, based on the energy that would impact the body armor during an attack. The amount of energy expended in an attack is expressed in joules. One joule is equivalent to 1 foot-pound of energy or the amount of energy delivered from a 1-pound weight dropped from a height of 1 foot. Level 1 is a low-level protection armor suitable for extended wear, generally concealable, and capable of defeating 24 joules of energy. Level 2 armor is a general duty garment suitable for extended wear that may be concealable or worn over the uniform that will defeat 33 joules of energy. Level 3 is a high-level protection armor suitable for wear in high-risk situations that will defeat 43 joules of energy. As an example, a prison administrator might wear 24-joule body armor in the spike category, designed to stop improvised weapons, while a corrections officer on a high-security unit would wear the spike category, level 3, 43-joule body armor. As stated in chapter 5, in developing the standard, NIJ relied on the extensive research experience of the Police Scientific Development Branch (PSDB) in the United Kingdom (UK), where the primary threat to law enforcement officers is from sharp-edged and pointed weapons. As part of their initial research, PSDB created a model to determine the actual forces generated by an assailant during attack, and, from this model, developed realistic test methodologies and procedures that could be replicated in the laboratory. Several different types of blades were engineered to accurately reflect actual threats faced by law enforcement and correctional officers. Although these blades are specially designed to ensure consistency in testing procedures, they reflect many of the features found in the high-grade commercial knives or homemade instruments most commonly used in attacks. The threats from ice picks and lower quality, prison-made knives and shivs are much more difficult to quantify than those from commercial knives. Research addressing homemade instruments continues, and any improvements from this research will be incorporated into future revisions of NIJ Standard-0115.00. For the present time, the same test methodology will be used for homemade weapons as is used for commercial knives, but the threat weapon is a modified ice pick commonly used in the "California Ice Pick" test. Developing the Testing Procedure Before PSDB could develop equipment to test body armor under conditions that could be replicated in the laboratory, researchers examined the mechanics of stabbing, first reviewing medical data from more than 1,000 actual stabbing assaults in the UK. Using this information, they developed an instrumented blade, or "stabometer," that could measure the acceleration and force generated by a stabbing impact. Five hundred healthy male recruits used the stabometer, stabbing from a variety of directions and using a number of techniques such as a jab, roundhouse, overhead, and double- and single-handed stab. Measurements taken from these tests documented the energy of a stabbing incident. A second series of tests examined other factors that affect the stabbing act--technique, strength, attitude, coordination, and body position. From this data, PSDB created a testing mechanism, the dual-mass drop system that accurately replicates the mechanical forces that would impact the body armor during an attack. For the highest level of protection, a vest should be able to withstand 43 joules of energy, allowing no more than 7 millimeters (1/4 inch) of penetration. During the testing procedure, the body armor is placed on backing material designed to most accurately replicate the response of the human torso during a stabbing incident. The backing material is a composite consisting of alternating layers of closed-cell foam and neoprene rubber. To test nonflexible armor designs molded to the shape of the human torso, an alternate backing of modeling clay is used. Overtest As part of the testing procedure, an overtest is performed for each level of protection. The test protocol increases the kinetic energy of the knife blade or spike by 50 percent to ensure that there is an adequate margin of safety in the armor design. At the higher energy condition, a maximum blade or spike penetration of 20mm (.79 inch) is allowable. -------------------------------- 8. Armor Selection Armor Styles Concealable body armor. The most widely used type of body armor is the protective undergarment, which is worn under the normal uniform shirt. If properly designed, these garments are relatively comfortable, lightweight, are not unduly restrictive of movement, and are available in a variety of designs. Typical male and female undergarment body armor garments are designed to provide full front, side, and rear protection. Most undergarment armor uses a hook-and-pile tape fastening system; some older models may feature a "D" ring-fastening system. The ballistic panel is often contained in pouches in a polyester/cotton carrier. When purchasing undergarments of this type, two carriers should be ordered to permit one to be laundered while the other is worn. Metal fasteners should be avoided, for they can become secondary missiles. Hook-and-pile tape fasteners, such as those manufactured by Velcro Corp., should be at least 11/2 inches wide and should provide approximately 2 inches of adjustment. In addition, the fasteners should be anchored to a good-quality elastic, approximately 3 inches long, to facilitate proper adjustment and to compensate for body movement. The concealed undergarments for female officers should conform to the female anatomy. The seam construction for such garments that include seams is critical. It is very important that the joined pieces overlap each other a minimum of 1 inch. Particular attention should be paid to the length of the garment, which is a frequent problem. The adjustment straps for the female undergarment may be fastened to the back to improve the overall appearance of the uniform. Many manufacturers market loose-weave undershirts to be worn with body armor. These undershirts may appear to improve airflow over the armor, minimizing heat build-up and perspiration. Protective undergarments are also available with special pouches that allow additional ballistic protection by inserting armor panels, commonly known as "trauma packs," in the front and in some cases, the rear. These panels may be hard, composed of metal, ceramic, or rigid plastic, or may be soft, made from additional layers of typical vest materials. Note that the increased protection applies only to the portion of the torso behind the insert. Thus far, the National Institute of Justice (NIJ) has not conducted research to determine the effectiveness of such inserts. In general, NIJ believes that agencies should select armor that provides the rated level of protection over the entire area of coverage, not just isolated areas. Materials used to construct concealable body armor also permit the design of various other armor configurations, which are sometimes used by police officers assigned to nonuniform duty, such as detective or security details. These include the ballistic-protective sports coats and vests. In addition, raincoats and a variety of jackets, all with ballistic liners, are available. Officers can even purchase shirts with ballistic protection. Even more casual appearing protective vests, such as a simulated down outer vest and a denim work jacket, are on the market. Numerous designs of tactical protective vests are also available. All these styles of body armor can meet the requirements for the NIJ standards. Semirigid body armor. Body armor that provides protection against higher threat levels (III and IV), as specified in NIJ Standard-0101.04, will be of either semirigid or rigid construction. Semirigid armor can consist of a somewhat flexible material with impregnated ballistic fabrics or a garment composed of small articulated plates of ballistic material such as steel, ceramic, or plastic, reinforced with some type of woven ballistic material. This design borrows from the naturally occurring armor design of the armadillo. Semirigid vests are difficult to conceal and allow the use of dense materials (high areal density), while retaining limited movement. Rigid body armor. Rigid body armor is composed of molded ballistic material, designed to cover certain portions of the body. Rigid body armor is perhaps the most restrictive of body movement and is also difficult to conceal. A typical tactical vest incorporates a panel of rigid armor into a typical concealable armor vest and is worn externally. In general, semirigid and rigid body armors are used only for short periods when expecting confrontation with high-level threats. Users should carefully review the labels of rigid armor to determine if it offers single-shot or multihit capability. Comfort and Fit When selecting armor for full-time routine use by an officer, comfort is a major factor. Armor that is set aside or relegated to the trunk of a cruiser is of no benefit. The NIJ development effort recognized this "real world" problem and therefore emphasized comfort in the design of lightweight body armor for police use. Two fundamental factors were considered: fit-- from the standpoint of mobility and the weight distribution of the armor-- and heat discomfort. Both armor characteristics were evaluated by the U.S. Army Natick R&D Command using instrumented anatomical models of the human body. The weight-distribution measurements led to an improved design for the garments. Similarly, the dissipation of body heat through body armor was measured. Those tests demonstrated that, during normal activities, an individual wearing body armor would not suffer unduly from reduced dissipation of body heat. For example, the long-sleeved police uniform has roughly the same heat dissipation as utility army fatigues. Adding the original NIJ vest to the police uniform prevented about the same amount of heat loss as adding a liner to an army fatigue helmet. Comfort, with respect either to fit or to heat dissipation, is at best subjective and a matter of individual sensation. However, adequate case history and field experience exist to indicate that body armor is suitable for full-time use and that an officer should accept minor discomfort in exchange for the protection that is afforded. To resolve questions concerning comfort, a few members of the department might wear samples of armor on a trial basis before the department makes a major purchase. The introduction of several new fabrics used to make the permanent protective cover for the ballistic- or stab-resistant element and the removable outershell carrier have greatly enhanced the comfort and wearability of body armor. GoreTex[registered trademark], a fabric made of expanded Teflon[registered trademark], is a water-resistant fabric that, according to the manufacturer, allows perspiration to evaporate but prevents moisture from reaching the ballistic material. By using GoreTex[registered trademark], some manufacturers have eliminated the water-repellent treatment on the ballistic material, which they claim improves the "breatheability" of the vest. CoolMax[registered trademark], a fabric originally developed for use in athletic apparel, is now being used by some manufacturers in place of traditional cotton and nylon fabric in manufacturing the removable outershell carrier of the vest. According to the manufacturer, CoolMax[registered trademark] acts like a wick, drawing perspiration away from the body to the outer surface of the garment, where it can more easily evaporate. Laboratory tests and comments from officers who wear body armor during their daily shifts have identified a number of factors that bear on the comfort of body armor when worn for extended periods of time. See exhibit 10 for a listing of factors to consider when evaluating armor. Coverage It is possible to purchase armor that covers only the front torso, with a separate section that can be added to protect the rear torso and the sides. An officer who spends nearly the entire duty shift in a vehicle may be tempted to wear only chest protection, but this is not advisable. Statistics bear grim testimony to the importance of using armor that provides full coverage. According to the UCR data from the period 1990 to 1999, 290 law enforcement officers were killed while wearing protective armor (see exhibit 11). Of those officers 160 (55.2 percent) were killed by gunshot wounds to the head; 101 (34.8 percent) died as a result of gunshot wounds to the upper torso; 18 (6.2 percent) died as a result of gunshot wounds below the waist; 5 (1.7 percent) were struck by automobiles; 2 (0.7 percent) were stabbed; and 4 (1.4 percent) died by other means. Of the 101 officers killed by gunshot wounds to the upper torso, 40 (39.6 percent) were killed when the round entered the torso region between the panels of the vest or through the arm openings, and 34 (33.7 percent) were killed when the round landed above the coverage area of the vest (see exhibit 12). Therefore, a vest must provide full front, side, and back protection with the wrap-around portion going from front to back. Proper fit is equally important for ensuring adequate coverage and protection. Ideally, officers should be individually measured and fitted for concealable body armor. Because a large weight gain or loss can have an adverse impact on proper fit, armor should also be inspected routinely to ensure proper fit. Improperly fitting armor needs to be brought to a supervisor's attention immediately for corrective action. Twenty of the 101 officers killed by gunshot wounds to the upper torso died as a result of rounds penetrating the body armor. Of these 20 incidents, all were the reported result of rifle rounds, which the armor was not designed to protect against. It is important to note that no documented fatal injury has ever resulted from a round of ammunition penetrating body armor that NIJ had approved as protection against that level of threat. -------------------------------- 9. Purchasing Body Armor Overview Before purchasing body armor, an agency must first assess its potential threats and determine what level of protection is required for its officers. Only after determining the protection needs of the department should those responsible for purchasing body armor begin to review specific products. Next, the department should select several models, preferably from several different manufacturers, from the Personal Body Armor Consumer Product List (CPL) that meet the department's protection needs. This document, published electronically on the National Law Enforcement and Corrections Technology Center (NLECTC) JUSTNET Web site, provides a listing of the armor models that have been tested and found to comply with National Institute of Justice (NIJ) standards, which independently validate the manufacturer's claims regarding the performance characteristics of the vest. The next step is to solicit competitive bids from the companies or company representatives that manufacture these models and to choose a model, usually the most cost-effective option. When the armor arrives, the purchaser should verify that the armor received is the specific model that was ordered. Criminal justice agencies can buy ballistic- and stab-resistant body armor for half the price by taking advantage of the U.S. Department of Justice's Bulletproof Vest Partnership (BVP) Grant Act of 1998, administered by the Bureau of Justice Assistance (BJA). The chief executive officer of a law enforcement agency can apply online to purchase NIJ-approved vests. (Go to http://vests.ojp.gov/leas.html to learn more about how the chief executive officer is defined and to learn more about the application process.) BJA will match up to 50 percent of the cost of the armor, including the cost of shipping and taxes. The Bulletproof Vest Partnership Program was enacted to save the lives of law enforcement officers by helping States and local and tribal governments equip their officers with body armor. Congress appropriated $25 million for the program's second year. At least half the funds are provided to local government units with fewer than 100,000 residents. The Bulletproof Vest Partnership Grant Act of 2000 was recently enacted. This means the program will remain in effect for 3 more years, from 2002 to 2004. It also provides priority funding for jurisdictions with populations under 100,000 and increases the authorized funding level to $50 million each year. These changes will not take effect until 2002. The applications accepted in 2001 will be governed by the current BVP Act of 1998. At a glance, purchasing body armor may seem like a relatively simple process. However, complications sometimes arise from various sources that make the purchasing process much more involved. Two of the principal problems that can complicate the purchasing process are obtaining objective information from salespeople and the tendency to overspecify departmental needs through the departmental procurement process. A salesperson's goal is to persuade a department that his or her product is the best available. Sometimes, a salesperson will suggest a department include requirements unique to his or her company's product in purchase specifications. Also, some manufacturers use product demonstrations that are designed to show that their armor is superior to that of competitors. Departments should be cautious of these practices. Basing purchasing decisions on NIJ standards and the Personal Body Armor CPL can help departments avoid the problems caused by the use of a single manufacturer's construction and/or design specifications. These problems include paying higher rates if the specifications limit competition to a single source or purchasing armor that may not meet department needs. Police departments often handle armor procurement as a committee action. This approach can result in overspecification of department needs, caused by trying to satisfy all of the committee members by including each member's personal preferences in the product specifications. A more efficient approach is to assign the task to two or three officers, provide resources to help them familiarize themselves with armor technology, and allow them to independently assess the department's needs. The officers should then make a decision, informing the department's administration, justifying their selection, and being prepared to demonstrate why their choice represents the needs of the majority of officers. The Procurement Process Typically in the procurement process, an agency or department develops requirements, solicits bids, reviews bids and submitted samples, and then awards the contract to the bidder that best meets the price and product specifications. Generally, armor purchases fall into one of four categories: o Individual purchases from a distributor or retail outlet. o Small-quantity departmental purchases. o Large-quantity departmental purchases (several hundred units or more). o As-needed purchases procured through an open-ended agreement (also called a term contract). Individual or small-quantity purchases can be best described as "what you see is what you get." Large-quantity purchases should be made only through a competitive process involving several bids from the manufacturers that produce the models meeting the department's protective needs. The NIJ standards focus on the protection characteristics of body armor, and the Personal Body Armor CPL presents the models that meet the requirements of the standards. Departments that base their purchases on the Personal Body A